-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EtxziIrOFJRDIWPXWFMSMw5XPk9MZ/gsv0upXE7jw+l5SYZZzKpIOFXv85em+CoJ RSUCIypC4oCbvKpdycyokQ== 0001250617-09-000036.txt : 20090706 0001250617-09-000036.hdr.sgml : 20090703 20090706112702 ACCESSION NUMBER: 0001250617-09-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090702 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 09929881 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-02 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice President Common Stock 2009-07-02 4 M 0 15000 7.60 A 15000 D Common Stock 2009-07-02 4 M 0 20000 6.31 A 35000 D Common Stock 2009-07-02 4 S 0 9136 8.94 D 25864 D Options 7.60 2009-07-02 4 M 0 15000 D 2010-01-19 Common Stock 15000 0 D Non-qualified Stock Options 6.31 2009-07-02 4 M 0 20000 D 2010-11-01 Common Stock 30000 10000 D Incentive Stock Options 15.00 2012-12-03 Common Stock 15000 15000 D Options 5.75 2014-01-07 Common Stock 21000 21000 D All of the options are currently exercisable 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 11/1/2009. 1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011. 1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----