-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kz9thxV2O5GfENxuQxXtWxPaWAyIaIJXDfN9zRh7UTtgCcAsDivioMP6Ch6HfTZh /zoMeuNyRuwBPVD0DdKM/w== 0001250617-09-000016.txt : 20090413 0001250617-09-000016.hdr.sgml : 20090413 20090413113820 ACCESSION NUMBER: 0001250617-09-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090409 FILED AS OF DATE: 20090413 DATE AS OF CHANGE: 20090413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENWALD JOHN THOMAS CENTRAL INDEX KEY: 0001020432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 09746077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-04-09 0000092769 SPECTRUM CONTROL INC SPEC 0001020432 GRUENWALD JOHN THOMAS 8031 AVONIA ROAD FAIRVIEW PA 16415 1 0 0 0 Common Stock 23206 D Non-qual. Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D Options 8.38 2013-04-10 Common Stock 12000 12000 D Options 6.43 2009-04-09 4 A 0 12000 A 2014-04-09 Common Stock 12000 12000 D All of the options currently are exercisable. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable 11/1/09. 1/3rd of the options are exercisable 04/10/10, 1/3rd are exercisable 04/10/11 and the final 1/3rd are exercisable 04/10/12. 1/3rd of the options are exercisable 04/9/11, 1/3rd are exercisable 04/9/12 and the final 1/3rd are exercisable 04/9/13. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for J. Thomas Gruenwald 2009-04-13 -----END PRIVACY-ENHANCED MESSAGE-----