-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJOKGmcnVAEUgFbPpRmXVhlQ4LntzeZ8ZO85sQWoyc+A80hzITKu8rpR5W2nFJrq ib4Fz3Jk24mRzPnlT0MCvA== 0001250617-08-000056.txt : 20080818 0001250617-08-000056.hdr.sgml : 20080818 20080818122742 ACCESSION NUMBER: 0001250617-08-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080815 FILED AS OF DATE: 20080818 DATE AS OF CHANGE: 20080818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenna Robert J CENTRAL INDEX KEY: 0001318797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 081024471 BUSINESS ADDRESS: BUSINESS PHONE: 814-474-1571 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-15 0000092769 SPECTRUM CONTROL INC SPEC 0001318797 McKenna Robert J 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Senior Vice-President Common Stock 2008-08-15 4 S 0 833 7.94 D 42101 D Common Stock 5356 I Held jointly with spouse Incentive Stock Options 7.60 2010-01-19 Common Stock 15000 15000 D Incentive Stock Options 8.68 2009-01-19 Common Stock 12000 12000 D Non-qualified Stock Options 8.68 2009-01-19 Common Stock 1500 1500 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 30000 30000 D Incentive Stock Options 9.30 2012-12-03 Common Stock 7500 7500 D 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/19/08 and the final 1/3rd are exercisable on 1/19/09. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/19/08. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/19/08. 1/3rd of the options are exercisable on 11/1/07, 1/3rd are exercisable on 11/1/08 and the final 1/3rd are exercisable on 11/1/09. 1/3rd of the options are exercisable on 12/3/09, 1/3rd are exercisable on 12/3/10 and the final 1/3rd are exercisable on 12/3/11. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr. Attorney in fact for Robert J. McKenna. 2008-08-18 -----END PRIVACY-ENHANCED MESSAGE-----