-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IuyCJ/bfAkhAogfyEdPTQTfNg0TpfSQZe93MHUewTF5f9sP3Ir2YpJUh2W4yYmiO 2O00pdJ7oKk9eFhafWYilg== 0001250617-07-000064.txt : 20071219 0001250617-07-000064.hdr.sgml : 20071219 20071219093119 ACCESSION NUMBER: 0001250617-07-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20071219 DATE AS OF CHANGE: 20071219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSEN JOHN M CENTRAL INDEX KEY: 0001177128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 071315085 MAIL ADDRESS: STREET 1: 124 VOYAGEUR DR CITY: ERIE STATE: PA ZIP: 16505 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-17 0000092769 SPECTRUM CONTROL INC SPEC 0001177128 PETERSEN JOHN M 124 VOYAGEUR DRIVE ERIE PA 16505 1 0 0 0 Common Stock 2007-12-17 4 G 0 10500 15.01 D 331156 D Common Stock 10000 I Joint ownership with spouse Common Stock 20000 I held by spouse Common Stock 5000 I held by IRA Options 5.28 2008-04-16 Common Stock 12000 12000 D Options 8.66 2009-04-12 Common Stock 12000 12000 D Non-qual. Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable on 4/12/08. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/07/08 and the remaining 1/3rd are exercisable on 4/07/09. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 11/1/08 and the remaining 1/3rd are exercisable on 11/1/09. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for John M. Petersen 2007-12-19 -----END PRIVACY-ENHANCED MESSAGE-----