-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OOTcXHoL7YFUPmP9SHBNKz5Fl8gxmny7JuAIMRDovQqu4iuIycRUYqGbX094+QPZ yNGQMZGFNVHQYHnAJ61Uxg== 0001250617-07-000038.txt : 20071019 0001250617-07-000038.hdr.sgml : 20071019 20071019115621 ACCESSION NUMBER: 0001250617-07-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071017 FILED AS OF DATE: 20071019 DATE AS OF CHANGE: 20071019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 071180376 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-17 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice President Common Stock 2007-10-17 4 S 0 2661 16.75 D 0 D Options 8.68 2009-01-19 Common Stock 13500 13500 D Options 7.60 2010-01-19 Common Stock 15000 15000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 30000 30000 D 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 1/19/2008. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009. 1/3rd of the options are exercisable on 11/1/2007, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward 2007-10-19 -----END PRIVACY-ENHANCED MESSAGE-----