-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WTKUvcd92DxyF4GnGMDxT2D1zPOKKofRtAqArk3MXpzZ9wovutW656pDvu+qqFIN DiZYbRQjyR5Ko/pZIJkwyg== 0001250617-07-000024.txt : 20070514 0001250617-07-000024.hdr.sgml : 20070514 20070514114818 ACCESSION NUMBER: 0001250617-07-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070511 FILED AS OF DATE: 20070514 DATE AS OF CHANGE: 20070514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN JOHN P CENTRAL INDEX KEY: 0001257226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 07844816 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-11 0000092769 SPECTRUM CONTROL INC SPEC 0001257226 FREEMAN JOHN P 8031 AVONIA ROAD FAIRVIEW PA 16415 1 1 0 0 Vice President & CFO Common Stock 2007-05-11 4 M 0 6000 5.05 A 66725 D Common Stock 2007-05-11 4 M 0 11000 8.68 A 77725 D Common Stock 2007-05-11 4 M 0 5000 7.60 A 82725 D Common Stock 2007-05-11 4 F 0 10747 15.24 D 71978 D Options 5.05 2007-05-11 4 M 0 6000 D 2008-01-31 Common Stock 6000 0 D Options 8.68 2007-05-11 4 M 0 11000 D 2009-01-19 Common Stock 16500 5500 D Options 7.60 2007-05-11 4 M 0 5000 D 2010-01-19 Common Stock 15000 10000 D Options 6.31 2010-11-01 Common Stock 30000 30000 D All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 1/19/2008. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009. 1/3rd of the options are exercisable 11/1/2007, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009. * All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. All options are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr. Attorney in fact for John P. Freeman. 2007-05-14 -----END PRIVACY-ENHANCED MESSAGE-----