-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KXNIpfARM+pwSXM9TIP+wDgqxPznjVI3kwwMORVyz4xqdhEorULkmjUiqhETk+De zOnAlBpIfAbD6rdUh4K6Og== 0001250617-07-000016.txt : 20070411 0001250617-07-000016.hdr.sgml : 20070411 20070411100303 ACCESSION NUMBER: 0001250617-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070409 FILED AS OF DATE: 20070411 DATE AS OF CHANGE: 20070411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENWALD JOHN THOMAS CENTRAL INDEX KEY: 0001020432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 07760265 BUSINESS ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVENUE CITY: LISLE STATE: IL ZIP: 60532 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-04-09 0000092769 SPECTRUM CONTROL INC SPEC 0001020432 GRUENWALD JOHN THOMAS 8031 AVONIA ROAD FAIRVIEW PA 16415 1 0 0 0 Common Stock 2007-04-09 4 M 0 12000 7.28 A 19500 D Common Stock 2007-04-09 4 F 0 6009 14.54 D 13491 D Options 7.28 2007-04-09 4 M 0 12000 D 2007-04-11 Common Stock 12000 0 D Options 5.28 2008-04-16 Common Stock 12000 12000 D Options 8.66 2009-04-12 Common Stock 12000 12000 D Non-qual. Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D All of the options currently are exercisable. 2/3rds of the options currently are exercisable and the final 1/3rd are exercisable 4/16/07. 1/3rd of the options currently are exercisable, 1/3rd are exercisable 4/16/07 and the final 1/3rd are exercisable 4/16/08. 1/3rd of the options currently are exercisable, 1/3rd are exercisable 4/07/08 and the final 1/3rd are exercisable 4/07/09. 1/3rd of the options are exercisable 11/1/07, 1/3rd are exercisable 11/1/08 and the final 1/3rd are exercisable 11/1/09. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for J. Thomas Gruenwald 2007-04-11 -----END PRIVACY-ENHANCED MESSAGE-----