-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GUuUNVlwMSFG7gD0XczLM+4jYTfKxb3LINItngVM5MRFV9vuqH3tbXGY22t6NQa7 5vDU/7D2HZQIG3CXwJc3Qw== 0001250617-07-000004.txt : 20070206 0001250617-07-000004.hdr.sgml : 20070206 20070206105053 ACCESSION NUMBER: 0001250617-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070202 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 07582962 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-02 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice President Common Stock 2007-02-02 4 M 0 6000 5.27 A 6000 D Common Stock 2007-02-02 4 S 0 3000 12.60 D 3000 D Common Stock 2007-02-02 4 S 0 3000 11.80 D 0 D Options 5.27 2007-02-02 4 M 0 6000 D 2007-03-07 Common Stock 6000 0 D Options 8.68 2009-01-19 Common Stock 13500 13500 D Options 7.60 2010-01-19 Common Stock 15000 15000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 30000 30000 D All of the options are currently exercisable 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 1/19/2008. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009. 1/3rd of the options are exercisable on 11/1/2007, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward 2007-02-06 -----END PRIVACY-ENHANCED MESSAGE-----