-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnS5+c8uKE6qJLlMcPdzRzRlo3rmAoR9ttNCPfjQeiD7HJjHCThfEQ/2a275UbnZ QFt0R3TA6IrZhd9Lkx8ltQ== 0001250617-06-000034.txt : 20061010 0001250617-06-000034.hdr.sgml : 20061009 20061010105809 ACCESSION NUMBER: 0001250617-06-000034 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061006 FILED AS OF DATE: 20061010 DATE AS OF CHANGE: 20061010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 061136091 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-10-06 2003-11-13 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice President Common Stock 0 D Options 8.75 2005-12-21 Common Stock 12000 12000 D Options 5.27 2007-03-07 Common Stock 25000 25000 D Options 8.68 2009-01-19 Common Stock 13500 13500 D Options 7.60 2010-01-19 Common Stock 15000 15000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 30000 30000 D All of the options are currently exercisable 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 3/7/2005 and the remaining 1/3rd are exercisable 3/7/2006 1/3rd of the options are exercisable on 1/19/2006, 1/3rd are exercisable 1/19/2007, and the remaining 1/3rd are exercisable 1/19/2008. 1/3rd of the options are exercisable on 1/19/2007, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009. 1/3rd of the options are exercisable on 11/1/2007, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009. * All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. This filing amends the number of $5.27 stock options issued to Mr. Ward from 5,000 options to the correced number of 25,000 options. John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward 2006-10-10 -----END PRIVACY-ENHANCED MESSAGE-----