-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J3MIxNGMyftt9e2SFimsurYgd1cl3TcMduu5CMJFrPVsCwwVcJanPXaKbBUeb4GI MAdKJrcuH22jAS3GYVtzEA== 0001250617-06-000032.txt : 20060926 0001250617-06-000032.hdr.sgml : 20060926 20060926092840 ACCESSION NUMBER: 0001250617-06-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060925 FILED AS OF DATE: 20060926 DATE AS OF CHANGE: 20060926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES PAUL S CENTRAL INDEX KEY: 0001286548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 061107716 BUSINESS ADDRESS: BUSINESS PHONE: 8144533114 MAIL ADDRESS: STREET 1: 621 POPULAR ST CITY: ERIE STATE: PA ZIP: 16502 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-25 0000092769 SPECTRUM CONTROL INC SPEC 0001286548 BATES PAUL S 8031 AVONIA ROAD FAIRVIEW PA 16415 1 0 0 0 Common Stock 2006-09-25 4 P 0 1000 9.15 A 2400 D Options 8.66 2009-04-12 Common Stock 12000 12000 D Non-qualified Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/12/07 and the remaining 1/3rd are exercisable 4/12/08. 1/3rd of the options are exercisable 4/07/07, 1/3rd are exercisable 4/07/08 and the remaining 1/3rd are exercisable 4/07/09. 1/3rd of the options are exercisable 11/1/07, 1/3rd are exercisable 11/1/08 and the remaining 1/3rd are exercisable 11/1/09. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for Paul S. Bates 2006-09-26 -----END PRIVACY-ENHANCED MESSAGE-----