-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEz/p3n2f+IaJE1GJ1QwD9yd0Axy/w0uE9TiOQ7r42Gp2pFQmLtneFeT+bLU4Zsa gI3v5exrUHNDTOyILs0HHQ== 0001250617-06-000022.txt : 20060501 0001250617-06-000022.hdr.sgml : 20060501 20060501093614 ACCESSION NUMBER: 0001250617-06-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060427 FILED AS OF DATE: 20060501 DATE AS OF CHANGE: 20060501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWANITZ LAWRENCE G CENTRAL INDEX KEY: 0001257221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 06792583 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-04-27 0000092769 SPECTRUM CONTROL INC SPEC 0001257221 HOWANITZ LAWRENCE G 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice-President Common Stock 2006-04-27 4 M 0 16667 5.27 A 16667 D Common Stock 2006-04-27 4 S 0 16667 9.0799 D 0 D Common Stock 400 I Spouse & Child Options 5.27 2006-04-27 4 M 0 16667 D 2007-03-07 Common Stock 16667 0 D Options 5.05 2008-01-31 Common Stock 18000 18000 D Options 8.68 2009-01-19 Common Stock 16500 16500 D Options 7.60 2010-01-19 Common Stock 15000 15000 D Options 6.31 2010-11-01 Common Stock 30000 30000 D All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/31/07. 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/19/07, and the final 1/3rd are exercisable on 1/19/08. 1/3rd of the options are exercisable on 1/19/07, 1/3rd are exercisable on 1/19/08, and the final 1/3rd are exercisable on 1/19/09. 1/3rd of the options are exercisable on 11/1/07, 1/3rd are exercisable on 11/1/08, and the final 1/3rd are exercisable on 11/1/09. * All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr., by power of attorney 2006-05-01 -----END PRIVACY-ENHANCED MESSAGE-----