-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E24VHhZXtmWgZoETDTsxzIb7zZ6pGQkpJAFKUyf843Vn0nbR413m28o4Lgl4VrR/ Bje2Va1MsCctGCS/Jf1FOg== 0001250617-06-000014.txt : 20060406 0001250617-06-000014.hdr.sgml : 20060406 20060406100202 ACCESSION NUMBER: 0001250617-06-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060404 FILED AS OF DATE: 20060406 DATE AS OF CHANGE: 20060406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENWALD JOHN THOMAS CENTRAL INDEX KEY: 0001020432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 06743918 BUSINESS ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVENUE CITY: LISLE STATE: IL ZIP: 60532 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-04-04 0000092769 SPECTRUM CONTROL INC SPEC 0001020432 GRUENWALD JOHN THOMAS 8031 AVONIA ROAD FAIRVIEW PA 16415 1 0 0 0 Common Stock 2006-04-04 4 M 0 7500 7.00 A 7500 D Common Stock 2006-04-04 4 F 0 6206 8.46 D 1294 D Options 7.00 2006-04-04 4 M 0 7500 D 2006-04-05 Common Stock 7500 0 D Options 7.28 2007-04-11 Common Stock 12000 12000 D Options 5.28 2008-04-16 Common Stock 12000 12000 D Options 8.66 2009-04-12 Common Stock 12000 12000 D Non-qual. Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable 4/11/06. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/16/06 and the final 1/3rd are exercisable 4/16/07. 1/3rd of the options are exercisable 4/12/06, 1/3rd are exercisable 4/16/07 and the final 1/3rd are exercisable 4/16/08. 1/3rd of the options are exercisable 4/07/07, 1/3rd are exercisable 4/07/08 and the final 1/3rd are exercisable 4/07/09. 1/3rd of the options are exercisable 11/1/07, 1/3rd are exercisable 11/1/08 and the final 1/3rd are exercisable 11/1/09. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for J. Thomas Gruenwald 2006-04-06 -----END PRIVACY-ENHANCED MESSAGE-----