-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IOj0obfo4xh85Pj+PEYbaG7hA8yh9UPHWHypvimwoXm794OXtE0pYcx4uGSNkaIb QQsAxwiuIKjXnycVwdhFaQ== 0001250617-05-000023.txt : 20050315 0001250617-05-000023.hdr.sgml : 20050315 20050315162004 ACCESSION NUMBER: 0001250617-05-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050315 FILED AS OF DATE: 20050315 DATE AS OF CHANGE: 20050315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOUTHWORTH RICHARD A CENTRAL INDEX KEY: 0001257223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 05681944 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-15 0000092769 SPECTRUM CONTROL INC SPEC 0001257223 SOUTHWORTH RICHARD A 8031 AVONIA ROAD FAIRVIEW PA 16415 1 1 0 0 President Common Stock 1425 D Common Stock 2005-03-15 4 M 0 6333 5.27 A 94868 D Options 8.75 2005-12-21 Common Stock 35000 35000 D Options 5.27 2005-03-15 4 M 0 6333 D 2007-03-07 Common Stock 53667 47334 D Options 5.05 2008-01-31 Common Stock 31400 31400 D Options 8.68 2009-01-19 Common Stock 40000 40000 D Options 7.60 2010-01-19 Common Stock 25000 25000 D Options 7.60 2010-01-19 Common Stock 15000 15000 D All of the options are currently exercisable. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 3/7/05, and the remaining 1/3rd are exercisable 3/7/06. 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/31/06, and the final 1/3rd are exerciasable on 1/31/07. 1/3rd of the options are exercisable 1/19/06, 1/3rd are exercisable 1/19/07, and the remaining 1/3rd are exercisable 1/19/08. 1/3rd of the options are exercisable 1/19/07, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09. 1/3rd of the options are exercisable 1/19/07, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09. * All are Granted under Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan. These shares are held jointly with the reporting persons spouse. John P. Leemhuis, Jr. Attorney in fact for Richard A. Southworth 2005-03-15 -----END PRIVACY-ENHANCED MESSAGE-----