-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNyZywMd9tK0nBQzuvtY6cTk9HL6okxRWN6YI7k1X1YZn0PLDi2LKMnPC8ih5G6i Cht9FgSenVQpCkg7SarP9Q== 0001250617-05-000011.txt : 20050121 0001250617-05-000011.hdr.sgml : 20050121 20050121121614 ACCESSION NUMBER: 0001250617-05-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050119 FILED AS OF DATE: 20050121 DATE AS OF CHANGE: 20050121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOUTHWORTH RICHARD A CENTRAL INDEX KEY: 0001257223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 05540670 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-19 0000092769 SPECTRUM CONTROL INC SPEC 0001257223 SOUTHWORTH RICHARD A 8031 AVONIA ROAD FAIRVIEW PA 16415 1 1 0 0 President Common Stock 1425 D Common Stock 73602 D Options 10.75 2005-01-25 Common Stock 30000 30000 D Options 8.75 2005-12-21 Common Stock 35000 35000 D Options 5.27 2007-03-07 Common Stock 60000 60000 D Options 5.05 2008-01-31 Common Stock 40000 40000 D Options 8.68 2009-01-19 Common Stock 40000 40000 D Options 7.60 2005-01-19 4 A 0 25000 A 2010-01-19 Common Stock 25000 25000 D Options 7.60 2005-01-19 4 A 0 15000 A 2010-01-19 Common Stock 15000 15000 D All of the options are currently exercisable. All of the options are currently exercisable. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 3/7/05, and the remaining 1/3rd are exercisable 3/7/06. 1/3rd of the options are exercisable on 1/31/05, 1/3rd are exercisable on 1/31/06, and the final 1/3rd are exerciasable on 1/31/07. 1/3rd of the options are exercisable 1/19/06, 1/3rd are exercisable 1/19/07, and the remaining 1/3rd are exercisable 1/19/08. 1/3rd of the options are exercisable 1/19/07, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09. 1/3rd of the options are exercisable 1/19/07, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09. * All are Granted under Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan. These shares are held jointly with the reporting persons spouse. John P. Leemhuis, Jr. Attorney in fact for Richard A. Southworth 2005-01-21 -----END PRIVACY-ENHANCED MESSAGE-----