-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9H3NJ2MRFSnpLfIAqpnH3ICajPn4xGAKeIxytydnzwXgWYaxJ8C0tW0gaH8pGIu mVqSnhpQSbFnnYjAOW4W4Q== 0001250617-04-000036.txt : 20040709 0001250617-04-000036.hdr.sgml : 20040709 20040709141119 ACCESSION NUMBER: 0001250617-04-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040707 FILED AS OF DATE: 20040709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWANITZ LAWRENCE G CENTRAL INDEX KEY: 0001257221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 04907774 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-07 0000092769 SPECTRUM CONTROL INC SPEC 0001257221 HOWANITZ LAWRENCE G 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice-President Common Stock 2004-07-07 4 M 0 8333 5.27 A 8333 D Common Stock 2004-07-07 4 S 0 8333 7.92 D 0 D Common Stock 400 I Spouse & Child Options 10.75 2005-01-12 Common Stock 21000 21000 D Options 8.75 2005-12-21 Common Stock 12000 12000 D Options 5.27 2004-07-07 4 M 0 8333 D 2007-03-07 Common Stock 25000 16667 D Options 5.05 2008-01-31 Common Stock 18000 18000 D Options 8.68 2009-01-19 Common Stock 16500 16500 D All of the options are currently exercisable 2/3rds of the options are currently exercisable, and the final 1/3rd are exercisable 12/21/04 1/3rd of the options are exercisable on 3/7/04, 1/3rd are exercisable 3/7/05, and the final 1/3rd are exercisable on 3/7/06 1/3rd of the options are exercisable on 1/31/05, 1/3rd are exercisable on 1/31/06, and the final 1/3rd are exercisable on 1/31/07. 1/3rd of the options are exercisable on 1/19/06, 1/3rd are exercisable on 1/19/07, and the final 1/3rd are exercisable on 1/19/08. * All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr., by power of attorney 2004-07-09 -----END PRIVACY-ENHANCED MESSAGE-----