-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2PMeC8Z6uKA+4XxE/AEPZqkm9Bzd0QZCzdKXET6vba9beTO2WssCMHuVn8RzOAF GrwIond89QvCymugtbTgYg== 0001250617-04-000027.txt : 20040413 0001250617-04-000027.hdr.sgml : 20040413 20040413102746 ACCESSION NUMBER: 0001250617-04-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040412 FILED AS OF DATE: 20040413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOOHEY JAMES F CENTRAL INDEX KEY: 0001250617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 04729739 BUSINESS ADDRESS: STREET 1: 2222 WEST GRANDVIEW BLVD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148332222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-12 0000092769 SPECTRUM CONTROL INC SPEC 0001250617 TOOHEY JAMES F 2222 WEST GRANDVIEW BLVD ERIE PA 16506 1 1 0 0 Secretary Common Stock 169885 I Profit Sharing Common Stock 75774 D Option 11.125 2005-04-06 Common Stock 7500 7500 D Option 7.00 2006-04-05 Common Stock 7500 7500 D Option 7.28 2007-04-11 Common Stock 12000 12000 D Option 5.28 2008-04-16 Common Stock 12000 12000 D Options 8.66 2004-04-12 4 A 0 12000 A 2009-04-12 Common Stock 12000 12000 D All of the options are currently exercisable. 2/3rd of the options are currently exercisable and the final 1/3rd are exercisable 4/5/05 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 4/11/05 and the final 1/3rd are exercisable on 4/11/06 1/3rd of the options are exercisable on 4/16/05, 1/3rd are exercisable on 4/16/06 and the final 1/3rd are exercisable on 4/16/07. 1/3rd of the options are exercisable on 4/12/06, 1/3rd are exercisable on 4/12/07 and the final 1/3rd are exercisable on 4/12/08. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for James F. Toohey. 2004-04-12 -----END PRIVACY-ENHANCED MESSAGE-----