-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjaubNRgMCrn6vBSJA1ljNkB9avdPAiCjU+oakLDOlpPWJ1B4xbGQXQ9t905TT1U QHo+GrDVtgTJEkOiYN498g== 0001250617-04-000015.txt : 20040408 0001250617-04-000015.hdr.sgml : 20040408 20040408122454 ACCESSION NUMBER: 0001250617-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040406 FILED AS OF DATE: 20040408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSEN JOHN M CENTRAL INDEX KEY: 0001177128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 04724148 MAIL ADDRESS: STREET 1: 124 VOYAGEUR DR CITY: ERIE STATE: PA ZIP: 16505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-06 0000092769 SPECTRUM CONTROL INC SPEC 0001177128 PETERSEN JOHN M 124 VOYAGEUR DRIVE ERIE PA 16505 1 0 0 0 Common Stock 2004-04-06 4 F 0 3708 8.85 D 323227 D Common Stock 2004-04-06 4 M 0 7500 4.375 A 330727 D Common Stock 10000 I Joint ownership with spouse Common Stock 20000 I held by spouse Common Stock 5000 I held by IRA Options 4.375 2004-04-06 4 M 0 7500 D 2004-04-08 Common Stock 7500 0 D Options 11.125 2005-04-06 Common Stock 7500 7500 D Options 7.00 2006-04-05 Common Stock 7500 7500 D Options 7.28 2007-04-11 Common Stock 12000 12000 D Options 5.28 2008-04-16 Common Stock 12000 12000 D All of the options have been exercised. All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 4/5/05. 1/3rd of the options are exercisable 4/11/04, 1/3rd are exercisable 4/11/05 and the final 1/3rd are exercisable 4/11/06. 1/3rd of the options are exercisable 4/16/05, 1/3rd are exercisable 4/16/06 and the remaining 1/3rd are exercisable on 4/16/07. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for John M. Petersen 2004-04-08 -----END PRIVACY-ENHANCED MESSAGE-----