-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3VhEFmuVLDmye76Vmois+8KgUb7sMINWoMiKCUx5EhEUOZ/3Ls057bqg832yMFs bWrecqAHX0lc/KB5cAuV4g== 0001250617-03-000009.txt : 20031201 0001250617-03-000009.hdr.sgml : 20031201 20031201163509 ACCESSION NUMBER: 0001250617-03-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031003 FILED AS OF DATE: 20031201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOOHEY JAMES F CENTRAL INDEX KEY: 0001250617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 031030345 BUSINESS ADDRESS: STREET 1: 2222 WEST GRANDVIEW BLVD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148332222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-03 0000092769 SPECTRUM CONTROL INC SPEC 0001250617 TOOHEY JAMES F 2222 WEST GRANDVIEW BLVD ERIE PA 16506 1100SecretaryCommon Stock177385IProfit SharingCommon Stock2003-11-134G010008.35D83266DOption4.3752004-04-08Common Stock75007500DOption11.1252005-04-06Common Stock75007500DOption7.002006-04-05Common Stock75007500DOption7.282007-04-11Common Stock1200012000DOption5.282008-04-16Common Stock1200012000Dall of the options are currently exercisable2/3rds of the options are currently exercisable and the final 1/3rd are exercisable 4/6/041/3rd of the options are currently exercisable, 1/3rd are exercisable 4/5/04 and the final 1/3rd are exercisable 4/5/051/3rd of the options are exercisable on 4/11/04, 1/3rd are exercisable on 4/11/05 and the final 1/3rd are exercisable on 4/11/061/3rd of the options are exercisable on 4/16/05, 1/3rd are exercisable on 4/16/06 and the final 1/3rd are exercisable on 4/16/07.* Granted under the Spectrum Control, Inc. 1996 Non-Employees Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.John P. Leemhuis, Jr. Attorney in fact for James F. Toohey.2003-11-11 -----END PRIVACY-ENHANCED MESSAGE-----