-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrVuZ/4apbOQ/l0O1RK6ys84wfJByWwz8QH8vMLXKYDA+ueEFVMFQ9p2SYnI3Coa CfqxJLeiDrvaaXSPPVLWdg== 0000950137-08-002111.txt : 20080213 0000950137-08-002111.hdr.sgml : 20080213 20080213105544 ACCESSION NUMBER: 0000950137-08-002111 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52277 FILM NUMBER: 08601657 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VOYAGEUR ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001179454 IRS NUMBER: 411460668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 70 S 7TH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123767000 MAIL ADDRESS: STREET 1: 70 S 7TH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G 1 c22987bsc13g.htm SCHEDULE 13G sc13g
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.           )*
Spectrum Control Inc.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
847615101
(CUSIP Number)
December 31, 2007
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     þ Rule 13d-1(b)
     o Rule 13d-1(c)
     o Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover pages shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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CUSIP NO.
 
847615101 
 

 

           
1.   Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

Voyageur Asset Management Inc.
41-1460668
     
     
2.   Check the Appropriate Box if a Member of a Group (See Instructions)

  (a)   o
  (b)   o
     
3.   SEC Use Only
   
   
     
4.   Citizenship or Place of Organization
   
  Minnesota
       
  5.   Sole Voting Power
     
Number of   0
       
Shares 6.   Shared Voting Power
Beneficially    
Owned by   0
       
Each 7.   Sole Dispositive Power
Reporting    
Person   0
       
With 8.   Shared Dispositive Power
     
    0
     
9.   Aggregate Amount Beneficially Owned by Each Reporting Person
   
  749,530 Shares
     
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
   
  o
     
11.   Percent of Class Represented by Amount in Row (9)
   
  5.586%
     
12.   Type of Reporting Person (See Instructions)
   
  IA

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CUSIP NO.
 
847615101 
 
Item 1.
     
(a)
  Name of Issuer
 
   
 
  Spectrum Control Inc.
 
  8031 Avonia Road
 
  Fairview, Pennsylvania 16415
 
   
(b)
  Address of Issuer’s Principal Executive Offices
 
   
 
  8031 Avonia Road
 
  Fairview, Pennsylvania 16415
Item 2.
     
(a)
  Name of Person Filing
 
   
 
  Voyageur Asset Management Inc.
 
   
(b)
  Address of Principal Business Office or, if none, Residence
 
   
 
  100 South Fifth Street, Suite 2300
 
  Minneapolis, MN 55402
 
   
(c)
  Citizenship
 
   
 
  Voyageur Asset Management Inc. is incorporated under the laws of Minnesota
 
   
(d)
  Title of Class of Securities
 
   
 
  Common Stock
 
   
(e)
  Cusip Number
 
   
 
  847615101
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), which whether the person filing is a:
         
(a)
  o   Broker or dealer registered under section 15 of the act (15 U.S.C. 78o).
(b)
  o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
  o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
  o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)
  þ   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
  o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
  o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
  o   A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
  o   A church plan that is excluded front the definition of an investment company under section 3©(14) of the Investment Company Act of 1940 (15. U.S.C. 80a-3);
(j)
  o   Group, in accordance with §240.13d-1(b)(1)(ii)(J)
Item 4. Ownership
          Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
         
(a)   Amount beneficially owned: 749,530
 
       
(b)   Percent of class: 5.586%
 
       
(c)   Number of shares as to which the person has:
 
       
 
  (i)   Sole power to vote or to direct the vote
 
 
      134830

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  (ii)   Shared power to vote or to direct the vote
 
       
 
      0
 
       
 
  (iii)   sole power to dispose or to direct the disposition of
 
       
 
      0
 
       
 
  (iv)   Shared power to dispose or to direct the disposition of
 
       
 
      0
Item 5. Ownership of Five Percent or Less of a Class
          If this statement is being filed to report the that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
          N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
          N/A
Item 8. Identification and Classification of Members of the Group
          N/A
Item 9. Notice of Dissolution of Group
          N/A
Item 10. Certification
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction have that purpose or effect.
 
(b)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
 
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
 
  Date: January 10, 2008
 
   
 
  /s/ Kathleen Gorman
 
   
 
  Signature
 
   
 
  Chief Compliance Officer
 
   
 
  Title

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