0001972362-24-000550.txt : 20240430 0001972362-24-000550.hdr.sgml : 20240430 20240430175956 ACCESSION NUMBER: 0001972362-24-000550 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 24898993 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Timothy P CENTRAL INDEX KEY: 0001706865 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001706865 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORP 001-13300 1680 CAPITAL ONE DRIVE SUITE 1400 MCLEAN VA 22102 7037201000 Golden Timothy P Officer Common Morgan Stanley Smith Barney LLC Executive Services

200 W Civic Center Dr - 4th Floor Sandy UT 84070

8655 1246642.97 380200000 04/30/2024 NYSE COMMON 02/15/2023 RESTRICTED STOCK ISSUER N 1034 02/15/2023 COMPENSATION COMMON 02/15/2024 RESTRICTED STOCK ISSUER N 1034 02/15/2024 COMPENSATION COMMON 02/15/2023 PERFORMANCE SHARES ISSUER N 2802 02/15/2023 COMPENSATION COMMON 02/15/2024 PERFORMANCE SHARES ISSUER N 3204 02/15/2024 COMPENSATION COMMON 01/01/2022 ESPP ISSUER N 239 01/01/2022 COMPENSATION COMMON 01/01/2023 ESPP ISSUER N 271 01/01/2023 COMPENSATION COMMON 01/01/2024 ESPP ISSUER N 73 01/01/2024 COMPENSATION Y 04/30/2024 /s/ Timothy P Golden