0001968582-24-000455.txt : 20240604 0001968582-24-000455.hdr.sgml : 20240604 20240604165803 ACCESSION NUMBER: 0001968582-24-000455 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 241019095 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WARNER BRADFORD H CENTRAL INDEX KEY: 0001195086 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 144 1 primary_doc.xml 144 0001195086 XXXXXXXX LIVE 0000927628 Capital One Financial Corporation 001-13300 1680 Capital One Drive McLean VA 22102 703-720-1000 Bradford H. Warner Former Officer Common Stock J.P. Morgan Securities LLC
390 Madison Avenue 6th Floor New York NY 10017
8200 1110854 381922067 06/04/2024 NYSE
Common Stock 05/24/2024 Transfer Bradford H. Warner, who acquired the shares from compensation over one year ago N 8200 05/24/2024 N/A N Bradford H. Warner
C/o Capital One Financial Corporation 1680 Capital One Drive McLean VA 22102
Common Stock 05/06/2024 28000 4011652
The shares covered by this filing reflect the covering of 82 contracts by the use of 8,200 shares of Capital One Financial Corporation control stock. The shares filed today will be sold by the Bradford H. Warner 2002 Trust, Bradford H. Warner as Trustee 06/04/2024 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Bradford H. Warner