0001968582-24-000454.txt : 20240604 0001968582-24-000454.hdr.sgml : 20240604 20240604165623 ACCESSION NUMBER: 0001968582-24-000454 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 241019069 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WARNER BRADFORD H CENTRAL INDEX KEY: 0001195086 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 144 1 primary_doc.xml 144 0001195086 XXXXXXXX LIVE 0000927628 Capital One Financial Corporation 001-13300 1680 Capital One Drive McLean VA 22102 703-720-1000 Bradford H. Warner Former Officer Common Stock J.P. Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

2800 379316 381922067 06/04/2024 NYSE Common Stock 05/24/2024 Transfer Bradford H. Warner, who acquired the shares from compensation over one year ago N 2800 05/24/2024 N/A N Bradford H. Warner

C/o Capital One Financial Corporation 1680 Capital One Drive McLean VA 22102

Common Stock 05/06/2024 28000 4011652 The shares filed today will be sold by the Bradford H. Warner 2002 Trust, Bradford H. Warner as Trustee 06/04/2024 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Bradford H. Warner