0001950047-23-005920.txt : 20231212 0001950047-23-005920.hdr.sgml : 20231212 20231212163501 ACCESSION NUMBER: 0001950047-23-005920 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 231481662 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LaPrade,III Frank G. CENTRAL INDEX KEY: 0001497948 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001497948 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORPORATION 001-13300 1680 Capital One Drive McLean VA 22102 (703) 720-1000 FRANK G. LAPRADE III Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

7962 955440.00 380846771 12/12/2023 NYSE COMMON 12/14/2017 Exercised Shares ISSUER N 7962 12/14/2017 Cash Y 12/12/2023 07/28/2023 /s/ Frank G. LaPrade