0001949846-24-000218.txt : 20240430 0001949846-24-000218.hdr.sgml : 20240430 20240430155026 ACCESSION NUMBER: 0001949846-24-000218 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 24896887 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Dean Lia CENTRAL INDEX KEY: 0001741273 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001741273 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORP 001-13300 1680 CAPITAL ONE DRIVE SUITE 1400 MCLEAN VA 22102 7037201000 Dean Lia Officer Common Charles Schwab Corporation

3000 Schwab Way Westlake TX 76262

15485 2253068.00 380212220 04/30/2024 NYSE Common 02/15/2021 Restricted Stock Award Issuer N 15485 02/15/2021 Equity Compensation Y 15,485 shares to be sold acquired in various lots between 02/15/2021 - 01/31/2023 Shares are to be sold in LIA NADIA DEAN REVOCABLE TRUST - Lia Dean TTEE 04/30/2024 Lia Dean