-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBHq6b2QGNj/3nzXD3WYDp7lJo+KRIqIOskeaTszeRyiDj2LJlvK7/6v0+6AGmEF flMB3lYzXL5oNpIRx3QkLQ== 0001242043-03-000081.txt : 20030929 0001242043-03-000081.hdr.sgml : 20030929 20030929165125 ACCESSION NUMBER: 0001242043-03-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030925 FILED AS OF DATE: 20030929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS NIGEL W CENTRAL INDEX KEY: 0001238040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 03915460 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 mor241.xml X0201 4 2003-09-25 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238040 MORRIS NIGEL W 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Vice Chairman Common Stock 2003-09-25 4 M 0 25000 9.73 A 26868 D Common Stock 2003-09-25 4 S 0 3900 57.97 D 22968 D Common Stock 2003-09-25 4 S 0 3100 58.00 D 19868 D Common Stock 2003-09-25 4 S 0 3600 58.25 D 16268 D Common Stock 2003-09-25 4 S 0 5000 58.48 D 11268 D Common Stock 2003-09-25 4 S 0 4000 58.50 D 7268 D Common Stock 2003-09-25 4 S 0 400 58.65 D 6868 D Common Stock 2003-09-25 4 S 0 5000 58.75 D 1868 D Common Stock 2003-09-26 4 M 0 12500 9.73 A 14368 D Common Stock 2003-09-26 4 S 0 2500 56.96 D 11868 D Common Stock 2003-09-26 4 S 0 2500 57.00 D 9368 D Common Stock 2003-09-26 4 S 0 2500 57.25 D 6868 D Common Stock 2003-09-26 4 S 0 5000 57.56 D 1868 D Common Stock 107502 I By Fairbank Morris Inc. Employee Stock Option (Right to Buy) 9.73 2003-09-25 4 M 0 25000 0 D 1996-09-15 2005-09-15 Common Stock 25000 1526962 D Employee Stock Option (Right to Buy) 9.73 2003-09-26 4 M 0 12500 0 D 1996-09-15 2005-09-15 Common Stock 12500 1514462 D This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter. By: Jean K. Traub (POA on File) 2003-09-29 -----END PRIVACY-ENHANCED MESSAGE-----