-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3HRzcaJwS7wg35xpyTSDfIPAetTLMLD8T9B1IeEjSTXjNgx9V+hcIDSB7b5Bz/4 Dnlr3WgC9lafebZ/gPJJTA== 0001242043-03-000037.txt : 20030828 0001242043-03-000037.hdr.sgml : 20030828 20030828173938 ACCESSION NUMBER: 0001242043-03-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS NIGEL W CENTRAL INDEX KEY: 0001238040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 03872033 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 mor207.xml X0201 4 2003-08-27 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238040 MORRIS NIGEL W 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Vice Chairman Common Stock 2003-08-27 4 M 0 18000 9.73 A 19868 D Common Stock 2003-08-27 4 S 0 500 52.24 D 19368 D Common Stock 2003-08-27 4 S 0 500 52.26 D 18868 D Common Stock 2003-08-27 4 S 0 250 52.28 D 18618 D Common Stock 2003-08-27 4 S 0 250 52.29 D 18368 D Common Stock 2003-08-27 4 S 0 400 52.31 D 17968 D Common Stock 2003-08-27 4 S 0 350 52.32 D 17618 D Common Stock 2003-08-27 4 S 0 250 52.33 D 17368 D Common Stock 2003-08-27 4 S 0 1250 52.34 D 16118 D Common Stock 2003-08-27 4 S 0 1600 52.35 D 14518 D Common Stock 2003-08-27 4 S 0 500 52.36 D 14018 D Common Stock 2003-08-27 4 S 0 900 52.37 D 13118 D Common Stock 2003-08-27 4 S 0 250 52.39 D 12868 D Common Stock 2003-08-27 4 S 0 500 52.40 D 12368 D Common Stock 2003-08-27 4 S 0 250 52.42 D 12118 D Common Stock 2003-08-27 4 S 0 350 52.44 D 11768 D Common Stock 2003-08-27 4 S 0 150 52.45 D 11618 D Common Stock 2003-08-27 4 S 0 750 52.46 D 10868 D Common Stock 2003-08-27 4 S 0 500 52.49 D 10368 D Common Stock 2003-08-27 4 S 0 900 52.55 D 9468 D Common Stock 2003-08-27 4 S 0 500 52.56 D 8968 D Common Stock 2003-08-27 4 S 0 100 52.57 D 8868 D Common Stock 2003-08-27 4 S 0 800 52.73 D 8068 D Common Stock 2003-08-27 4 S 0 950 52.74 D 7118 D Common Stock 2003-08-27 4 S 0 1000 52.79 D 6118 D Common Stock 2003-08-27 4 S 0 500 52.83 D 5618 D Common Stock 2003-08-27 4 S 0 1750 52.85 D 3868 D Common Stock 2003-08-27 4 S 0 1500 53.00 D 2368 D Common Stock 2003-08-27 4 S 0 500 53.05 D 1868 D Common Stock 107502 I By Fairbank Morris Inc. Employee Stock Option (Right to Buy) 9.73 2003-08-27 4 M 0 18000 0 D 1996-09-15 2005-09-15 Common Stock 18000 2211462 D This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter. By: Jean K. Traub (POA on File) 2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----