0001225208-16-041807.txt : 20161115
0001225208-16-041807.hdr.sgml : 20161115
20161115183036
ACCESSION NUMBER: 0001225208-16-041807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161111
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNERAN JOHN G JR
CENTRAL INDEX KEY: 0001238033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 162000949
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2016-11-11
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238033
FINNERAN JOHN G JR
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Gen. Counsel & Corp. Secretary
Common Stock
2016-11-10
5
G
0
1400.0000
0.0000
D
140816.0000
D
Common Stock
2016-11-11
4
M
0
88510.0000
76.7900
A
229326.0000
D
Common Stock
2016-11-11
4
S
0
88510.0000
80.8500
D
140816.0000
D
Common Stock
31683.0000
I
Finneran/Cotter Children's Trust
Stock Options
76.7900
2016-11-11
4
M
0
88510.0000
0.0000
D
2017-03-01
Common Stock
88510.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 11, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter.
Cleo Belmonte (POA on file)
2016-11-15