0001225208-15-014298.txt : 20150624
0001225208-15-014298.hdr.sgml : 20150624
20150624174349
ACCESSION NUMBER: 0001225208-15-014298
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150622
FILED AS OF DATE: 20150624
DATE AS OF CHANGE: 20150624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNERAN JOHN G JR
CENTRAL INDEX KEY: 0001238033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15950108
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-06-22
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238033
FINNERAN JOHN G JR
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Gen. Counsel & Corp. Secretary
Common Stock
2015-06-22
4
M
0
49890.0000
48.9500
A
171942.0000
D
Common Stock
2015-06-22
4
S
0
49890.0000
89.0000
D
122052.0000
D
Common Stock
33221.0000
I
By Spouse
Common Stock
31683.0000
I
Finneran/Cotter Children's Trust
Stock Options
48.9500
2015-06-22
4
M
0
49890.0000
0.0000
D
2018-02-20
Common Stock
49890.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 6, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter.
Gregory W. Seward (POA on file)
2015-06-24