0001225208-15-007748.txt : 20150312
0001225208-15-007748.hdr.sgml : 20150312
20150312181004
ACCESSION NUMBER: 0001225208-15-007748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150312
DATE AS OF CHANGE: 20150312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaPrade,III Frank G.
CENTRAL INDEX KEY: 0001497948
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15697090
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-03-10
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001497948
LaPrade,III Frank G.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Enterprise Srvcs Officer
Common Stock
2015-03-10
4
M
0
23105.0000
0.0000
A
79323.0000
D
Common Stock
2015-03-10
4
F
0
11761.0000
77.7200
D
67562.0000
D
Common Stock
686.0000
I
By 401(k)
Performance Share Units
0.0000
2015-03-10
4
M
0
23105.0000
0.0000
D
2015-03-15
Common Stock
23105.0000
0.0000
D
These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 31, 2012 grant. This is authorized in the performance share award agreement.
Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the latest transaction.
Gregory W. Seward (POA on file)
2015-03-12