0001225208-15-007565.txt : 20150311
0001225208-15-007565.hdr.sgml : 20150311
20150311163218
ACCESSION NUMBER: 0001225208-15-007565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150309
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaPrade,III Frank G.
CENTRAL INDEX KEY: 0001497948
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15693134
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-03-09
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001497948
LaPrade,III Frank G.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Enterprise Srvcs Officer
Common Stock
2015-03-09
4
M
0
7450.0000
78.7100
A
63668.0000
D
Common Stock
2015-03-09
4
S
0
7450.0000
78.9000
D
56218.0000
D
Common Stock
685.0000
I
By 401(k)
Stock Options
78.7100
2015-03-09
4
M
0
7450.0000
0.0000
D
2015-03-14
Common Stock
7450.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitilized plan, as of the date of the latest transaction.
This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.
Gregory W. Seward (POA on file)
2015-03-11