0001225208-13-003859.txt : 20130212 0001225208-13-003859.hdr.sgml : 20130212 20130212191501 ACCESSION NUMBER: 0001225208-13-003859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNALL PETER A CENTRAL INDEX KEY: 0001238041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 13599014 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2013-01-31 1 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238041 SCHNALL PETER A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Risk Officer Common Stock 2013-01-31 4 A 0 17942.0000 0.0000 A 207085.0000 D 2013 Restricted Stock Units 0.0000 2013-01-31 4 A 0 13931.0000 0.0000 A Common Stock 13931.0000 13931.0000 D Restricted Stock Units 0.0000 2013-01-31 4 A 0 12665.0000 0.0000 A 2013-12-15 2013-12-15 Common Stock 12665.0000 12665.0000 D Stock Options 56.3200 2013-01-31 4 A 0 33462.0000 0.0000 A 2023-01-30 Common Stock 33462.0000 33462.0000 D This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. This form is being filed to report the grants that the reporting person received on January 31, 2013 that were not reported due to an administrative error by the Company. Gregory W. Seward (POA on file) 2013-02-12