EX-FILING FEES 2 d796845dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

424(b)(5)

(Form Type)

CAPITAL ONE FINANCIAL

CORPORATION

(Exact name of registrant as specified in its charter)

Table 1: Newly Registered and Carry Forward Securities

 

                 
     Security
Type
  Security Class Title   Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered(1)
  Proposed
Maximum
Offering
Price Per
Unit(2)
  Maximum Aggregate
Offering Price(2)
  Fee Rate   Amount of
Registration
Fee(3)(4)(5)(6)
 
Newly Registered Securities
                 
Fees to be Paid   Equity   

Common Stock, 

par value $.01 

per share 

  457(c)    7,152,010    $136.59    $976,893,045.90   

$147.60 per 

$1 million 

  $144,189.42
           
    Total Offering Amounts     $976,893,045.90      $144,189.42
           
    Total Fees Previously Paid        
           
    Total Fee Offsets         $99,353.60
           
    Net Fee Due               $44,835.82

Table 2: Fee Offset Claims and Sources

 

                       
     Registrant or
Filer Name
  Form or
Filing Type
  File Number   Initial
Filing Date
  Filing Date   Fee Offset
Claimed
  Security
Type
Associated
with Fee
Offset
Claimed
  Security Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
 

Unsold Aggregate
Offering Amount
Associated

with Fee

Offset Claimed

 

Fee Paid

with Fee

Offset Source

 
Rule 457(p)
                       
Fee Offset Claim  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-254191   

March 12, 

2021 

    $9,039.58(4)    Equity   

Common 

Stock, par 

value $.01 

per share 

    (4)     $82,855,912.01(4)     
                       
Fee Offset Claim  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-223608   

March 13, 

2018 

    $22,876.30(5)    Equity   

Common 

Stock, par 

value $.01 

per share 

  (5)    $183,745,381.53(5)     
                       
Fee Offset Claim  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-203125   

March 31, 

2015 

    $67,437.72(6)    Equity   

Common 

Stock, par 

value $.01 

per share 

  (6)    $580,359,036.14(6)     
                       
Fee Offset Sources  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-254191     

March 12, 

2021 

            $9,787.63(4)
                       
Fee Offset Sources  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-223608     

March 13, 

2018 

            $23,542.65(5)
                       
Fee Offset Sources  

Capital One 

Financial 

Corporation 

  424(b)(5)    333-203125       

March 31, 

2015 

                      $68,128.61(6)

 

(1)

Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the common stock being registered hereunder shall include any additional shares that may become issuable as a result of any stock split, stock dividend, recapitalization or other similar transaction effected without the receipt of consideration that results in an increase in the number of Capital One’s outstanding common stock (the “Common Stock”).


(2)

Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) under the Securities Act. The price and fee are computed based upon the average of the high and low sale prices of the Common Stock on March 6, 2024, as reported on the New York Stock Exchange.

 

(3)

Calculated in accordance with Section 6 of the Securities Act and Rule 457 under the Securities Act by multiplying .0001476 and the proposed maximum aggregate offering price.

 

(4)

Capital One filed a prospectus supplement pursuant to Rule 424(b)(5) on March 12, 2021 to registration statement No. 333-254191, initially filed on March 12, 2021 (the “2021 Registration Statement”) in connection with the Capital One Dividend Reinvestment and Stock Purchase Plan (the “Plan”). The offering that included the unsold shares under the Plan pursuant to the 2021 Registration Statement has been terminated. Pursuant to Rule 457(p), the aggregate registration fee currently due hereunder of $144,189.42 has been offset against $9,039.58 of the registration fee paid with respect to $82,855,912.01 in unsold shares under the Plan pursuant to the 2021 Registration Statement.

 

(5)

Capital One filed a prospectus supplement pursuant to Rule 424(b)(5) on March 13, 2018 to registration statement No. 333-223608, initially filed on March 13, 2018 (the “2018 Registration Statement”) in connection with the Plan. The offering that included the unsold shares under the Plan pursuant to the 2018 Registration Statement has been terminated. Pursuant to Rule 457(p), the aggregate registration fee currently due hereunder of $144,189.42 has been offset against $22,876.30 of the registration fee paid with respect to $183,745,381.53 in unsold shares under the Plan pursuant to the 2018 Registration Statement.

 

(6)

Capital One filed a prospectus supplement pursuant to Rule 424(b)(5) on April 9, 2015 to registration statement No. 333-203125, initially filed on March 31, 2015 (the “2015 Registration Statement”) in connection with the Plan. The offering that included the unsold shares under the Plan pursuant to the 2015 Registration Statement has been terminated. Pursuant to Rule 457(p), the aggregate registration fee currently due hereunder of $144,189.42 has been offset against $67,437.72 of the registration fee paid with respect to $580,359,036.14 in unsold shares under the Plan pursuant to the 2015 Registration Statement.