0000927628-24-000277.txt : 20240829 0000927628-24-000277.hdr.sgml : 20240829 20240829160611 ACCESSION NUMBER: 0000927628-24-000277 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 241263642 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001238032 XXXXXXXX LIVE 0000927628 Capital One Financial Corporation 001-13300 1680 Capital One Drive McLean VA 22102 877-383-4802 Richard D. Fairbank Director and Officer Common Stock BNY Mellon Securities Corporation

133 Glenn Curtiss Boulevard Uniondale NY 11556

3015 404225.57 381856146 08/08/2024 NYSE Common Stock UBS Financial Services / The Finnerty Group

1501 K Street NW, #1100 Washington DC 20005

1058 201488 381856146 08/14/2024 NYSE Common Stock 02/17/2009 Equity award issuances by Capital One Financial Corporation Y 05/03/2021 3015 Cashless exercise of vested options Common Stock 02/17/2009 Equity award issuances by Capital One Financial Corporation Y 05/03/2021 1508 Cashless exercise of vested options N Stanford University

450 Jane Stanford Way Stanford CA 94305

Common 08/08/2024 3015 404225.57 Georgetown University

2115 Wisconsin Avenue NW, Suite 500 Washington DC 20007

Common 08/14/2024 1058 201488 Richard Fairbank, who had beneficial ownership under Section 13 of certain shares of common stock donated to, and held by the Fairbank Foundation, donated via the Fairbank Foundation, 3,015 shares to Stanford University, and 1,058 shares to Georgetown University on August 7, 2024, which were subsequently sold by Stanford University and Georgetown University on the dates and quantities stated herein. 08/29/2024 /s/ Jason Frank (PoA on file)