0000927628-23-000326.txt : 20231218
0000927628-23-000326.hdr.sgml : 20231218
20231218170941
ACCESSION NUMBER: 0000927628-23-000326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaPrade,III Frank G.
CENTRAL INDEX KEY: 0001497948
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 231494651
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wk-form4_1702937372.xml
FORM 4
X0508
4
2023-12-14
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001497948
LaPrade,III Frank G.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
Chief Enterprise Srvcs Officer
1
Common Stock
2023-12-14
4
M
0
27955
86.34
A
82946
D
Common Stock
2023-12-14
4
S
0
27955
130
D
54991
D
Common Stock
2023-12-14
4
S
0
11805
130
D
43186
D
Common Stock
808
I
By 401(k)
Stock Options
86.34
2023-12-14
4
M
0
27955
0
D
2027-02-02
Common Stock
27955
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.
/s/ Cleo Belmonte (POA on file)
2023-12-18