0000927628-23-000089.txt : 20230217 0000927628-23-000089.hdr.sgml : 20230217 20230217160621 ACCESSION NUMBER: 0000927628-23-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 23642489 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_167666794700494.xml FORM 4 X0306 4 2023-02-15 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman and CEO Common Stock 2023-02-15 4 M 0 19087 0 A 3776116 D Common Stock 2023-02-15 4 M 0 16757 0 A 3792873 D Common Stock 2023-02-15 4 D 0 19087 117.47 D 3773786 D Common Stock 2023-02-15 4 D 0 16757 117.47 D 3757029 D 2020 Restricted Stock Units 0.0 2023-02-15 4 M 0 19087 0 D 2023-02-15 2023-02-15 Common Stock 19087.0 0 D Restricted Stock Units 0.0 2023-02-15 4 M 0 16757 0 D 2023-02-15 2023-02-15 Common Stock 16757.0 0 D On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Represents restricted stock units granted on January 30, 2020 for performance year 2019. Represents restricted stock units granted on January 30, 2020 for performance year 2020. /s/ Cleo Belmonte (POA on file) 2023-02-17