0000927628-23-000089.txt : 20230217
0000927628-23-000089.hdr.sgml : 20230217
20230217160621
ACCESSION NUMBER: 0000927628-23-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230215
FILED AS OF DATE: 20230217
DATE AS OF CHANGE: 20230217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 23642489
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_167666794700494.xml
FORM 4
X0306
4
2023-02-15
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
Common Stock
2023-02-15
4
M
0
19087
0
A
3776116
D
Common Stock
2023-02-15
4
M
0
16757
0
A
3792873
D
Common Stock
2023-02-15
4
D
0
19087
117.47
D
3773786
D
Common Stock
2023-02-15
4
D
0
16757
117.47
D
3757029
D
2020 Restricted Stock Units
0.0
2023-02-15
4
M
0
19087
0
D
2023-02-15
2023-02-15
Common Stock
19087.0
0
D
Restricted Stock Units
0.0
2023-02-15
4
M
0
16757
0
D
2023-02-15
2023-02-15
Common Stock
16757.0
0
D
On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
Represents restricted stock units granted on January 30, 2020 for performance year 2019.
Represents restricted stock units granted on January 30, 2020 for performance year 2020.
/s/ Cleo Belmonte (POA on file)
2023-02-17