0000927628-22-000322.txt : 20221115
0000927628-22-000322.hdr.sgml : 20221115
20221115160640
ACCESSION NUMBER: 0000927628-22-000322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20221115
DATE AS OF CHANGE: 20221115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 221391220
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_166854637815466.xml
FORM 4
X0306
4
2022-11-10
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
Common Stock
2022-11-10
4
M
0
12537
56.32
A
3769559
D
Common Stock
2022-11-10
4
S
0
4220
107.73
D
3765339
D
Common Stock
2022-11-10
4
S
0
8317
108.60
D
3757022
D
Common Stock
2022-11-11
4
M
0
12537
56.32
A
3769559
D
Common Stock
2022-11-11
4
S
0
2740
114.73
D
3766819
D
Common Stock
2022-11-11
4
S
0
8900
115.88
D
3757919
D
Common Stock
2022-11-11
4
S
0
897
116.49
D
3757022
D
Common Stock
2022-11-14
4
M
0
12537
56.32
A
3769559
D
Common Stock
2022-11-14
4
S
0
12537
114.77
D
3757022
D
Stock Options
56.32
2022-11-10
4
M
0
12537
0
D
2016-02-10
2023-01-30
Common Stock
12537.0
25074
D
Stock Options
56.32
2022-11-11
4
M
0
12537
0
D
2016-02-10
2023-01-30
Common Stock
12537.0
12537
D
Stock Options
56.32
2022-11-14
4
M
0
12537
0
D
2016-02-10
2023-01-30
Common Stock
12537.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.23 to $108.20. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.30 to $109.01. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.25 to $115.22. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $116.37. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 to $116.68. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.40 to $115.28. Information regarding the number of shares sold at each price will be provided upon request.
/s/ Cleo Belmonte (POA on file)
2022-11-15