0000927628-22-000307.txt : 20221104
0000927628-22-000307.hdr.sgml : 20221104
20221104160614
ACCESSION NUMBER: 0000927628-22-000307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221102
FILED AS OF DATE: 20221104
DATE AS OF CHANGE: 20221104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 221362369
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_166759234920972.xml
FORM 4
X0306
4
2022-11-02
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
Common Stock
2022-11-02
4
M
0
12538
56.32
A
3769560
D
Common Stock
2022-11-02
4
S
0
12538
106.12
D
3757022
D
Common Stock
2022-11-03
4
M
0
12538
56.32
A
3769560
D
Common Stock
2022-11-03
4
S
0
4315
99.53
D
3765245
D
Common Stock
2022-11-03
4
S
0
8223
100.41
D
3757022
D
Stock Options
56.32
2022-11-02
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
100301
D
Stock Options
56.32
2022-11-03
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
87763
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.69 to $106.59. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $100.01. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.05 to $100.96. Information regarding the number of shares sold at each price will be provided upon request.
/s/ Cleo Belmonte (POA on file)
2022-11-04