0000927628-22-000297.txt : 20221102
0000927628-22-000297.hdr.sgml : 20221102
20221102160759
ACCESSION NUMBER: 0000927628-22-000297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20221102
DATE AS OF CHANGE: 20221102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 221354070
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_166741964872749.xml
FORM 4
X0306
4
2022-10-31
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
Common Stock
2022-10-31
4
M
0
12538
56.32
A
3769560
D
Common Stock
2022-10-31
4
S
0
3582
105.60
D
3765978
D
Common Stock
2022-10-31
4
S
0
8956
106.50
D
3757022
D
Common Stock
2022-11-01
4
M
0
12538
56.32
A
3769560
D
Common Stock
2022-11-01
4
S
0
12133
107.16
D
3757427
D
Common Stock
2022-11-01
4
S
0
405
107.83
D
3757022
D
Stock Options
56.32
2022-10-31
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
125377
D
Stock Options
56.32
2022-11-01
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
112839
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.95. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.07 to $106.97. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.68 to $107.67. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.75 to $107.94. Information regarding the number of shares sold at each price will be provided upon request.
/s/ Cleo Belmonte (POA on file)
2022-11-02