0000927628-22-000294.txt : 20221101 0000927628-22-000294.hdr.sgml : 20221101 20221101161657 ACCESSION NUMBER: 0000927628-22-000294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221028 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mouadeb Mark Daniel CENTRAL INDEX KEY: 0001938196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 221350457 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_166733379837880.xml FORM 4 X0306 4 2022-10-28 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001938196 Mouadeb Mark Daniel 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 President, U.S. Card Common Stock 2022-10-28 4 S 0 940 105 D 11303 D This transaction was executed pursuant to a trading plan entered into by the reporting person on August 10, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. /s/ Cleo Belmonte (POA on file) 2022-11-01