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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

May 5, 2022
Date of Report (Date of earliest event reported)
____________________________________
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
Delaware001-1330054-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
1680 Capital One Drive,
McLean,Virginia 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (703) 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)Name of Each Exchange on Which Registered
Common Stock (par value $.01 per share)COF
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series ICOF PRI
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series JCOF PRJ
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series KCOF PRK
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series LCOF PRL
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series NCOF PRN
New York Stock Exchange
0.800% Senior Notes Due 2024COF24
New York Stock Exchange
1.650% Senior Notes Due 2029COF29
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company     ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 5.07    Submission of Matters to a Vote of Security Holders.
(a)     The 2022 Annual Stockholder Meeting (the “Annual Meeting”) of Capital One Financial Corporation (the “Company”) was held on May 5, 2022. On March 9, 2022, the record date for the Annual Meeting, 405,670,159 shares of the Company’s common stock were issued and outstanding, of which 366,807,907 were present for purposes of establishing a quorum.
(b)     Stockholders voted on the following matters:
(1)     Stockholders elected Mr. Richard D. Fairbank, Mr. Ime Archibong, Ms. Christine Detrick, Ms. Ann Fritz Hackett, Mr. Peter Thomas Killalea, Mr. Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars, Mr. François Locoh-Donou, Mr. Peter E. Raskind, Ms. Eileen Serra, Mr. Mayo A. Shattuck III, Mr. Bradford H. Warner, Ms. Catherine G. West and Mr. Craig Anthony Williams to the Company’s Board of Directors for terms expiring at the 2023 annual meeting of stockholders;
(2)    Stockholders approved, on an advisory basis, the Company’s 2021 named executive officer compensation; and
(3)    Stockholders ratified the selection of the firm Ernst & Young LLP to serve as the independent registered public accounting firm of the Company for 2022.
Set forth below are the number of votes cast for and against each such matter as well as the number of abstentions and broker non-votes with respect to each such matter.
ItemVotes ForVotes AgainstAbstainBroker
Non-Votes
Election of Directors:
Richard D. Fairbank323,727,99212,643,8923,197,34427,238,679
Ime Archibong338,291,5031,114,018163,70727,238,679
Christine Detrick 325,761,91713,654,339152,97227,238,679
Ann Fritz Hackett317,631,07419,881,8182,056,33627,238,679
Peter Thomas Killalea 337,308,1432,090,396170,68927,238,679
Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars336,623,7062,783,528161,99427,238,679
François Locoh-Donou332,735,7166,668,779164,73327,238,679
Peter E. Raskind333,460,4745,942,151166,60327,238,679
Eileen Serra 337,656,6271,763,388149,21327,238,679
Mayo A. Shattuck III327,524,34911,877,803167,07627,238,679
Bradford H. Warner329,554,8469,849,706164,67627,238,679
Catherine G. West336,639,6642,771,729157,83527,238,679
Craig Anthony Williams337,592,8281,812,315164,08527,238,679
Advisory Approval of the Company’s 2021 Named Executive Officer Compensation317,439,60521,656,170473,45327,238,679
Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2022 352,980,91013,670,972156,025N/A

Item 9.01    Financial Statements and Exhibits.
 
(d) Exhibits

Exhibit No.Description
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

CAPITAL ONE FINANCIAL CORPORATION
Date: May 6, 2022By:/s/ Matthew W. Cooper
Matthew W. Cooper
General Counsel and Corporate Secretary

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