0000927628-21-000270.txt : 20210901 0000927628-21-000270.hdr.sgml : 20210901 20210901160727 ACCESSION NUMBER: 0000927628-21-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210830 FILED AS OF DATE: 20210901 DATE AS OF CHANGE: 20210901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanjiv Yajnik CENTRAL INDEX KEY: 0001466919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 211230142 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_163052682520607.xml FORM 4 X0306 4 2021-08-30 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001466919 Sanjiv Yajnik 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 President, Financial Services Common Stock 2021-08-30 4 S 0 1830 169.60 D 60384 D Common Stock 2021-08-30 4 S 0 790 170.56 D 59594 D Common Stock 2021-08-30 4 S 0 1070 171.82 D 58524 D Common Stock 2021-08-30 4 S 0 1658 172.68 D 56866 D This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request. Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request. /s/ Cleo Belmonte (POA on file) 2021-09-01