0000927628-19-000237.txt : 20190703
0000927628-19-000237.hdr.sgml : 20190703
20190703160657
ACCESSION NUMBER: 0000927628-19-000237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNER BRADFORD H
CENTRAL INDEX KEY: 0001195086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 19941965
MAIL ADDRESS:
STREET 1: FLEETBOSTON FINANCIAL CORP
STREET 2: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_156218440121279.xml
FORM 4
X0306
4
2019-07-01
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001195086
WARNER BRADFORD H
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2019-07-01
4
S
0
13309
91.67
D
40621
D
Common Stock
2019-07-01
4
S
0
1191
92.52
D
39430
D
Common Stock
140
I
By Wife
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.28 to $92.25. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.40 to $92.66. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2019-07-03