0000927628-18-000257.txt : 20180703
0000927628-18-000257.hdr.sgml : 20180703
20180703165917
ACCESSION NUMBER: 0000927628-18-000257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180702
FILED AS OF DATE: 20180703
DATE AS OF CHANGE: 20180703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNER BRADFORD H
CENTRAL INDEX KEY: 0001195086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 18938195
MAIL ADDRESS:
STREET 1: FLEETBOSTON FINANCIAL CORP
STREET 2: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_153065153957941.xml
FORM 4
X0306
4
2018-07-02
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001195086
WARNER BRADFORD H
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2018-07-02
4
M
0
4229
16.93
A
56221
D
Common Stock
2018-07-02
4
S
0
4229
92.55
D
51992
D
Common Stock
140
I
By Wife
Stock Options
16.93
2018-07-02
4
M
0
4229
0
D
2010-04-23
2019-04-22
Common Stock
4229.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.01 to $93.00. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2018-07-03