0000927628-17-000304.txt : 20171206
0000927628-17-000304.hdr.sgml : 20171206
20171206202456
ACCESSION NUMBER: 0000927628-17-000304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171204
FILED AS OF DATE: 20171206
DATE AS OF CHANGE: 20171206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanjiv Yajnik
CENTRAL INDEX KEY: 0001466919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 171243327
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_151260988241098.xml
FORM 4
X0306
4
2017-12-04
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001466919
Sanjiv Yajnik
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
President, Financial Services
Common Stock
2017-12-04
4
M
0
37204
48.28
A
207418
D
Common Stock
2017-12-04
4
S
0
30652
95
D
176766
D
Stock Options
48.28
2017-12-04
4
M
0
37204
0
D
2021-01-25
Common Stock
37204.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on August 11, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
This option became exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter.
Cleo Belmonte (POA on file)
2017-12-06