-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY57mzYAMPjDcsnbM+DEY0LzHu3y69hgAMm9GSeG2NpnmSibnbQ/7WoW5JtY39aB DelqY52MGLJktsqzLGRuBQ== 0001004726-03-000400.txt : 20031029 0001004726-03-000400.hdr.sgml : 20031029 20031029155926 ACCESSION NUMBER: 0001004726-03-000400 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20030831 FILED AS OF DATE: 20031029 EFFECTIVENESS DATE: 20031029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUTUAL FUND VARIABLE ANNUITY TRUST CENTRAL INDEX KEY: 0000927053 IRS NUMBER: 133782139 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08630 FILM NUMBER: 03963741 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 800-348-4782 MAIL ADDRESS: STREET 1: J.P. MORGAN FLEMING ASSET MANAGEMENT STREET 2: 522 FIFTH AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 NSAR-B 1 answer.fil PAGE 1 000 B000000 08/31/2003 000 C000000 0000927053 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MUTUAL FUND VARIABLE ANNUITY TRUST 001 B000000 811-08630 001 C000000 5852584004 002 A000000 522 FIFTH AVENUE, 12TH FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10036 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 ASSET ALLOCATION PORTFOLIO 007 C030100 N 007 C010200 2 007 C020200 CAPITAL GROWTH PORTFOLIO 007 C030200 N 007 C010300 3 007 C020300 GROWTH AND INCOME PORTFOLIO 007 C030300 N 007 C010400 4 007 C020400 INTERNATIONAL EQUITY PORTFOLIO 007 C030400 N 007 C010500 5 007 C020500 MONEY MARKET PORTFOLIO 007 C030500 N 007 C010600 6 007 C020600 U.S. GOVERNMENT INCOME PORTFOLIO 007 C030600 N 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 J.P.MORGAN FLEMING ASSET MANAGEMENT (USA),INC 008 B00AA01 A 008 C00AA01 801-000000 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10036 008 A00AA02 J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) PAGE 2 008 B00AA02 S 008 C00AA02 801-000000 008 D01AA02 LONDON 008 D05AA02 ENGLAND 010 A00AA01 JPMORGAN CHASE BANK 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10036 011 A00AA01 J.P. MORGAN FUND DISTRIBUTORS, INC. 011 B00AA01 8-00000000 011 C01AA01 COLUMBUS 011 C02AA01 OH 011 C03AA01 43219 012 A00AA01 DST SYSTEMS, INC. 012 B00AA01 84-0000000 012 C01AA01 KANSAS CITY 012 C02AA01 MO 012 C03AA01 64105 012 C04AA01 1716 013 A00AA01 PRICEWATERHOUSECOOPERS, LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 J.P. MORGAN SECURITIES, INC. 014 B00AA01 8-99999999 014 A00AA02 JPMORGAN CHASE BANK 014 B00AA02 8-00000000 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 77 019 C00AA00 JPMORGAN F 020 A000001 MERRILL LYNCH & CO., INC. 020 B000001 13-5674085 020 C000001 4 020 A000002 CREDIT SUISSE FIRST BOSTON 020 B000002 13-5659485 020 C000002 2 020 A000003 GOLDMAN SACHS 020 B000003 13-5108880 020 C000003 2 020 A000004 CITIGROUP 020 B000004 - 020 C000004 1 020 A000005 MORGAN STANLEY 020 B000005 94-1671384 020 C000005 1 020 A000006 UBS AG 020 B000006 13-2932996 020 C000006 1 020 A000007 LEHMAN BROTHERS, INC. 020 B000007 13-2518466 PAGE 3 020 C000007 1 020 A000008 SANFORD C. BERSTEIN & CO., INC. 020 C000008 1 020 A000009 KNIGHT 020 B000009 - 020 C000009 1 020 A000010 THE BEAR STEARNS COMPANIES INC. 020 B000010 13-3299429 020 C000010 1 021 000000 23 022 A000001 MORGAN STANLEY 022 B000001 94-1671384 022 C000001 46690 022 D000001 5336 022 A000002 JPMORGAN CHASE BANK 022 B000002 13-3224016 022 C000002 9497 022 D000002 9666 022 A000003 UBS AG 022 B000003 13-2932996 022 C000003 6321 022 D000003 5833 022 A000004 CREDIT SUISSE FIRST BOSTON 022 B000004 13-5659485 022 C000004 2448 022 D000004 3146 022 A000005 LEHMAN BROTHERS, INC. 022 B000005 13-2518466 022 C000005 2422 022 D000005 2896 022 A000006 HSBC HOLDINGS PLC 022 B000006 13-2650272 022 C000006 4551 022 D000006 23 022 A000007 GOLDMAN SACHS 022 B000007 13-5108880 022 C000007 1509 022 D000007 2545 022 A000008 CITIGROUP 022 B000008 - 022 C000008 3711 022 D000008 166 022 A000009 DEUTSCHE BANK 022 B000009 52-1319768 022 C000009 964 022 D000009 2312 022 A000010 MERRILL LYNCH & CO., INC. 022 B000010 13-5674085 022 C000010 1024 022 D000010 1172 023 C000000 86528 PAGE 4 023 D000000 36537 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N PAGE 5 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 077 A000000 Y 077 B000000 Y 077 O000000 Y 078 000000 N 080 A00AA00 GULF INSURNACE CO. 080 C00AA00 30000 081 A00AA00 Y 081 B00AA00 66 082 A00AA00 Y 082 B00AA00 25 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 015 A000101 JPMORGAN CHASE BANK 015 B000101 C 015 C010101 BROOKLYN 015 C020101 NY 015 C030101 11245 015 E030101 X 024 000100 Y 025 A000101 CITIGROUP 025 C000101 E 025 D000101 108 025 A000102 MORGAN STANLEY 025 B000102 94-1671384 PAGE 6 025 C000102 E 025 D000102 34 025 A000103 GOLDMAN SACHS 025 B000103 13-5108880 025 C000103 E 025 D000103 30 025 A000104 MORGAN STANLEY 025 B000104 94-1671384 025 C000104 D 025 D000104 11 025 A000105 CITIGROUP 025 B000105 - 025 C000105 D 025 D000105 11 025 A000106 GOLDMAN SACHS 025 B000106 13-5108880 025 C000106 D 025 D000106 10 025 A000107 UBS AG 025 B000107 13-2932996 025 C000107 D 025 D000107 6 025 A000108 DEUTSCHE BANK 025 B000108 52-1319768 025 C000108 D 025 D000108 5 025 A000109 CREDIT SUISSE FIRST BOSTON 025 B000109 13-5659485 025 C000109 D 025 D000109 5 025 A000110 HSBC HOLDINGS PLC 025 B000110 13-2650272 025 C000110 D 025 D000110 5 025 D000111 0 025 D000112 0 025 D000113 0 025 D000114 0 025 D000115 0 025 D000116 0 028 A010100 0 028 A020100 0 028 A030100 0 028 A040100 167 028 B010100 0 028 B020100 0 028 B030100 0 028 B040100 1077 028 C010100 0 028 C020100 0 028 C030100 0 PAGE 7 028 C040100 51 028 D010100 6 028 D020100 0 028 D030100 0 028 D040100 37 028 E010100 2 028 E020100 0 028 E030100 0 028 E040100 8 028 F010100 0 028 F020100 0 028 F030100 0 028 F040100 19 028 G010100 8 028 G020100 0 028 G030100 0 028 G040100 1359 028 H000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.550 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 058 A000100 Y 058 B000100 Y 058 C000100 Y 058 D000100 Y 058 E000100 N 059 000100 Y 060 A000100 Y PAGE 8 060 B000100 Y 061 000100 5000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 Y 067 000100 Y 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N PAGE 9 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 12212 071 B000100 13358 071 C000100 5029 071 D000100 243 072 A000100 12 072 B000100 70 072 C000100 61 072 D000100 0 072 E000100 0 072 F000100 30 072 G000100 8 072 H000100 0 072 I000100 14 072 J000100 45 072 K000100 0 072 L000100 4 072 M000100 0 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 40 072 S000100 0 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 6 072 X000100 147 072 Y000100 100 072 Z000100 85 072AA000100 0 072BB000100 290 072CC010100 555 PAGE 10 072CC020100 0 072DD010100 120 072DD020100 0 072EE000100 0 073 A010100 0.1661 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 1853 074 E000100 0 074 F000100 2925 074 G000100 0 074 H000100 0 074 I000100 574 074 J000100 165 074 K000100 7 074 L000100 15 074 M000100 0 074 N000100 5539 074 O000100 663 074 P000100 7 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 40 074 S000100 0 074 T000100 4829 074 U010100 552 074 U020100 0 074 V010100 8.75 074 V020100 0.00 074 W000100 0.0000 074 X000100 7 074 Y000100 0 075 A000100 0 075 B000100 5429 076 000100 0.00 015 A000201 JPMORGAN CHASE BANK 015 B000201 C 015 C010201 BROOKLYN 015 C020201 NY 015 C030201 11245 015 E030201 X 024 000200 N 028 A010200 11 028 A020200 0 028 A030200 0 PAGE 11 028 A040200 110 028 B010200 10 028 B020200 0 028 B030200 0 028 B040200 131 028 C010200 16 028 C020200 0 028 C030200 0 028 C040200 79 028 D010200 10 028 D020200 0 028 D030200 0 028 D040200 23 028 E010200 30 028 E020200 0 028 E030200 0 028 E040200 36 028 F010200 82 028 F020200 0 028 F030200 0 028 F040200 211 028 G010200 159 028 G020200 0 028 G030200 0 028 G040200 590 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.600 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 PAGE 12 048 K020200 0.000 058 A000200 Y 058 B000200 Y 058 C000200 Y 058 D000200 Y 058 E000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 5000 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N PAGE 13 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 2545 071 B000200 3693 071 C000200 4771 071 D000200 53 072 A000200 12 072 B000200 0 072 C000200 12 072 D000200 0 072 E000200 0 072 F000200 29 072 G000200 7 072 H000200 0 072 I000200 13 072 J000200 30 072 K000200 0 072 L000200 5 072 M000200 0 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 39 072 S000200 0 072 T000200 0 072 U000200 0 PAGE 14 072 V000200 0 072 W000200 7 072 X000200 130 072 Y000200 87 072 Z000200 -31 072AA000200 0 072BB000200 568 072CC010200 1593 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 963 073 A010200 0.0000 073 A020200 0.0000 073 B000200 2.1001 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 5152 074 G000200 0 074 H000200 0 074 I000200 67 074 J000200 0 074 K000200 5 074 L000200 1 074 M000200 0 074 N000200 5225 074 O000200 0 074 P000200 6 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 86 074 S000200 0 074 T000200 5133 074 U010200 485 074 U020200 0 074 V010200 10.59 074 V020200 0.00 074 W000200 0.0000 074 X000200 6 074 Y000200 0 075 A000200 0 075 B000200 4786 076 000200 0.00 015 A000301 JPMORGAN CHASE BANK 015 B000301 C PAGE 15 015 C010301 BROOKLYN 015 C020301 NY 015 C030301 11245 015 E030301 X 024 000300 Y 025 A000301 CITIGROUP 025 C000301 E 025 D000301 312 025 A000302 MERRILL LYNCH & CO., INC. 025 B000302 13-5674085 025 C000302 E 025 D000302 30 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 1 028 A020300 0 028 A030300 0 028 A040300 120 028 B010300 1 028 B020300 0 028 B030300 0 028 B040300 120 028 C010300 0 028 C020300 0 028 C030300 0 028 C040300 85 028 D010300 12 028 D020300 0 028 D030300 0 028 D040300 41 028 E010300 1 028 E020300 0 028 E030300 0 028 E040300 125 028 F010300 27 028 F020300 0 028 F030300 0 028 F040300 172 028 G010300 42 028 G020300 0 028 G030300 0 028 G040300 663 028 H000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.600 PAGE 16 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 058 A000300 Y 058 B000300 Y 058 C000300 Y 058 D000300 Y 058 E000300 N 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 5000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 PAGE 17 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 Y 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 2052 071 B000300 3262 071 C000300 6157 071 D000300 33 PAGE 18 072 A000300 12 072 B000300 0 072 C000300 138 072 D000300 0 072 E000300 0 072 F000300 38 072 G000300 9 072 H000300 0 072 I000300 14 072 J000300 32 072 K000300 0 072 L000300 7 072 M000300 0 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 35 072 S000300 0 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 6 072 X000300 141 072 Y000300 84 072 Z000300 81 072AA000300 0 072BB000300 963 072CC010300 1510 072CC020300 0 072DD010300 101 072DD020300 0 072EE000300 0 073 A010300 0.1433 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 1 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 6335 074 G000300 0 074 H000300 0 074 I000300 120 074 J000300 19 074 K000300 2 074 L000300 12 074 M000300 0 074 N000300 6489 PAGE 19 074 O000300 35 074 P000300 8 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 95 074 S000300 0 074 T000300 6351 074 U010300 613 074 U020300 0 074 V010300 10.36 074 V020300 0.00 074 W000300 0.0000 074 X000300 6 074 Y000300 0 075 A000300 0 075 B000300 6382 076 000300 0.00 015 A000401 JPMORGAN CHASE BANK 015 B000401 C 015 C010401 BROOKLYN 015 C020401 NY 015 C030401 11245 015 E030401 X 024 000400 Y 025 A000401 DEUTSCHE BANK 025 B000401 52-1319768 025 C000401 E 025 D000401 65 025 D000402 0 025 D000403 0 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 8 028 A020400 0 028 A030400 0 028 A040400 23 028 B010400 2 028 B020400 0 028 B030400 0 028 B040400 27 028 C010400 0 028 C020400 0 028 C030400 0 028 C040400 13 028 D010400 2 028 D020400 0 PAGE 20 028 D030400 0 028 D040400 12 028 E010400 36 028 E020400 0 028 E030400 0 028 E040400 32 028 F010400 8 028 F020400 0 028 F030400 0 028 F040400 26 028 G010400 56 028 G020400 0 028 G030400 0 028 G040400 133 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.800 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 058 A000400 Y 058 B000400 Y 058 C000400 Y 058 D000400 Y 058 E000400 N 059 000400 Y 060 A000400 N 060 B000400 N 061 000400 5000 062 A000400 N PAGE 21 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y PAGE 22 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 667 071 B000400 875 071 C000400 4192 071 D000400 16 072 A000400 12 072 B000400 0 072 C000400 114 072 D000400 0 072 E000400 0 072 F000400 34 072 G000400 6 072 H000400 0 072 I000400 17 072 J000400 14 072 K000400 0 072 L000400 5 072 M000400 0 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 65 072 R000400 46 072 S000400 0 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 7 072 X000400 194 072 Y000400 147 072 Z000400 67 072AA000400 0 072BB000400 278 072CC010400 502 072CC020400 0 072DD010400 68 072DD020400 0 PAGE 23 072EE000400 0 073 A010400 0.1113 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 23 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 4583 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 11 074 K000400 9 074 L000400 18 074 M000400 0 074 N000400 4644 074 O000400 0 074 P000400 5 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 38 074 S000400 0 074 T000400 4601 074 U010400 591 074 U020400 0 074 V010400 7.78 074 V020400 0.00 074 W000400 0.0000 074 X000400 7 074 Y000400 0 075 A000400 0 075 B000400 4207 076 000400 0.00 015 A000501 JPMORGAN CHASE BANK 015 B000501 C 015 C010501 BROOKLYN 015 C020501 NY 015 C030501 11245 015 E030501 X 024 000500 N 028 A010500 0 028 A020500 0 028 A030500 0 028 A040500 0 028 B010500 0 028 B020500 3 PAGE 24 028 B030500 0 028 B040500 1567 028 C010500 72 028 C020500 1 028 C030500 0 028 C040500 18 028 D010500 0 028 D020500 1 028 D030500 0 028 D040500 57 028 E010500 27 028 E020500 1 028 E030500 0 028 E040500 26 028 F010500 25 028 F020500 1 028 F030500 0 028 F040500 103 028 G010500 124 028 G020500 7 028 G030500 0 028 G040500 1771 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.250 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 058 A000500 Y 058 B000500 Y PAGE 25 058 C000500 Y 058 D000500 Y 058 E000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 5000 062 A000500 Y 062 B000500 51.8 062 C000500 48.2 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 42 063 B000500 0.0 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N PAGE 26 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 072 A000500 12 072 B000500 41 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 8 072 G000500 4 072 H000500 0 072 I000500 10 072 J000500 9 072 K000500 0 072 L000500 4 072 M000500 0 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 25 072 S000500 0 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 5 072 X000500 65 072 Y000500 48 072 Z000500 24 072AA000500 0 072BB000500 0 PAGE 27 072CC010500 0 072CC020500 0 072DD010500 22 072DD020500 0 072EE000500 0 073 A010500 0.0070 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 2020 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 5 074 L000500 0 074 M000500 0 074 N000500 2025 074 O000500 0 074 P000500 11 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 23 074 S000500 0 074 T000500 1991 074 U010500 1989 074 U020500 0 074 V010500 1.00 074 V020500 0.00 074 W000500 0.9999 074 X000500 7 074 Y000500 0 075 A000500 3009 075 B000500 0 076 000500 0.00 015 A000601 JPMORGAN CHASE BANK 015 B000601 C 015 C010601 BROOKLYN 015 C020601 NY 015 C030601 11245 015 E030601 X 024 000600 N 028 A010600 0 028 A020600 0 PAGE 28 028 A030600 0 028 A040600 4 028 B010600 10 028 B020600 0 028 B030600 0 028 B040600 4162 028 C010600 0 028 C020600 0 028 C030600 0 028 C040600 49 028 D010600 13 028 D020600 0 028 D030600 0 028 D040600 20 028 E010600 1 028 E020600 0 028 E030600 0 028 E040600 96 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 55 028 G010600 24 028 G020600 0 028 G030600 0 028 G040600 4386 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.500 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 PAGE 29 048 K010600 0 048 K020600 0.000 058 A000600 Y 058 B000600 Y 058 C000600 Y 058 D000600 Y 058 E000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 5000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 6.7 062 M000600 56.1 062 N000600 29.2 062 O000600 0.0 062 P000600 0.0 062 Q000600 8.0 062 R000600 0.0 063 A000600 0 063 B000600 9.8 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y PAGE 30 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 10672 071 B000600 14276 071 C000600 4282 071 D000600 249 072 A000600 12 072 B000600 157 072 C000600 11 072 D000600 0 072 E000600 0 072 F000600 23 072 G000600 7 072 H000600 0 072 I000600 12 072 J000600 34 072 K000600 0 072 L000600 5 072 M000600 0 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 32 072 S000600 1 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 5 072 X000600 119 PAGE 31 072 Y000600 82 072 Z000600 131 072AA000600 288 072BB000600 0 072CC010600 0 072CC020600 235 072DD010600 238 072DD020600 0 072EE000600 138 073 A010600 0.3846 073 A020600 0.0000 073 B000600 0.2224 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 1909 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 136 074 J000600 0 074 K000600 6 074 L000600 10 074 M000600 0 074 N000600 2061 074 O000600 197 074 P000600 6 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 30 074 S000600 0 074 T000600 1828 074 U010600 190 074 U020600 0 074 V010600 9.63 074 V020600 0.00 074 W000600 0.0000 074 X000600 6 074 Y000600 0 075 A000600 0 075 B000600 4569 076 000600 0.00 SIGNATURE MIKE CIOTOLA TITLE MANAGER EX-99.77O RULE 10F-3 2 a10f3_01.txt Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 04/30/03 Liberty Media Corp. Shares Price Amount 5,000 $99.63 $4,982 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.65 N/A 0.00% 0.90% Broker Lehman Brothers, Inc. Underwriters of Liberty Media Corp. Underwriters Principal Amount Lehman Brothers, Inc. $ 300,002,000 Citigroup Global Markets, Inc. 300,001,000 Merrill Lynch & Co., Inc. 300,001,000 Banc of America Securities LLC 8,333,000 BNP Paribas Securities, Inc. 8,333,000 BNY Capital Markets, Inc. 8,333,000 Credit Lyonnais Securities (USA), Inc. 8,333,000 Deutsche Bank Securities, Inc. 8,333,000 Fleet Securities, Inc. 8,333,000 ING Financial Markets LLC 8,333,000 J.P. Morgan Securities, Inc. 8,333,000 RBC Dominion Securities Corp. 8,333,000 Scotia Capital (USA), Inc. 8,333,000 TD Securities (USA), Inc. 8,333,000 Wachovia Securities, Inc. 8,333,000 Total $1,000,000,000 Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 05/13/03 AEGON N.V. Shares Price Amount 5,000 $99.98 $4,999 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.45 N/A 0.00% 0.88% Broker BA Securities, Inc. Underwriters of AEGON N.V. Underwriters Principal Amount Banc of America Securities LLC $ 290,625,000 Citigroup Global Markets, Inc. 290,625,000 Banc One Capital Markets, Inc. 93,750,000 ABN AMRO, Inc. 18,750,000 Credit Suisse First Boston 18,750,000 J.P. Morgan Securities, Inc. 18,750,000 UBS Warburg LLC 18,750,000 Total $ 750,000,000 Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 05/22/03 Household Automotive Trust, Series 2003-1 Par Amount Price Amount 20,000 $99.98 $19,996 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds $0.26 N/A 0.00% 3.57% Broker Barclays Capital, Inc. Underwriters of Household Automotive Trust, Series 2003-1 Underwriters Principal Amount Barclays Capital, Inc. $51,600,000 J.P. Morgan Securities, Inc. 51,600,000 Banc of America Securities LLC 51,600,000 Credit Suisse First Boston 51,600,000 Deutsche Bank Securities, Inc. 51,600,000 Total $258,000,000 Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 06/05/03 NAROT Shares Price Amount 15,000 $100.00 $15,000 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 1.00 N/A 0.01% 3.07% Broker Merrill Lynch & Co., Inc. 5,000 Shares Morgan Stanley and Company 5,000 Shares Williams Capital Group New York 5,000 Shares Underwriters of NAROT Underwriters* Principal Amount* $219,398,376 *Principal amount of underwriters were not available at time of filing. Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 06/24/03 HSBC Capital Funding LP Shares Price Amount 5,000 $100.00 $5,000 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 1.00 N/A 0.00% 0.32% Broker HSBC Securities, Inc. Underwriters of HSBC Capital Funding LP Underwriters* Principal Amount* $1,250,000,000 *Principal amount of underwriters were not available at time of filing. Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 6/26/03 GMAC Shares Price Amount 5,000 $ 98.62 $4,931 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.75 N/A 0.00% 0.91% Broker Merrill Lynch & Co., Inc. *Principal amount of underwriters were not available at time of filing. Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 7/8/03 Goldman Sachs Shares Price Amount 5,000 $ 99.87 $4,994 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.45 N/A 0.00% 0.33% Broker Goldman, Sachs & Co. Underwriters Shares Goldman, Sachs & Co. $1,600,000,000 ABN AMRO Inc. 20,000,000 Banc of America Securities LLC 20,000,000 Banc One Capital Markets, Inc. 20,000,000 BNP Paribas Securities Corp. 20,000,000 BNY Capital Markets, Inc. 20,000,000 Cmmerzbank Capital Markets Corp. 20,000,000 Daiwa Securities SMBC Europe Limited 20,000,000 Danske Bank AS 20,000,000 Guzman & Company 20,000,000 HSBC Securities (USA) Inc. 20,000,000 ING Financial Markets LLC 20,000,000 Edward D. Jones & Co., LP 20,000,000 J.P. Morgan Securities Inc. 20,000,000 Mellon Financial Markets, LLC 20,000,000 Samuel A. Ramirez & Company, Inc. 20,000,000 Muriel Siebert & Co., Inc. 20,000,000 Suntrust Capital Markets, Inc. 20,000,000 Tokyo-Mitsubishi International plc 20,000,000 Wachovia Capital Markets, LLC 20,000,000 Wells Fargo Brokerage Services, LLC 20,000,000 Total 2,000,000,000 Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 7/14/03 SLM Corp. Shares Price Amount 5,000 $ 99.03 $4,952 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.75 N/A 0.00% 0.56% Underwriters Shares Deutsche Bank Securities Inc. $150,000,000 JP Morgan Securities, Inc. 150,000,000 Banc of America Securities LLC 16,666,000 Banc One Capital Markets 16,666,000 Barclays Capital 16,667,000 Credit Suisse First Boston 16,667,000 Lehman Brothers, Inc. 16,667,000 Wachovia Securites, Inc. 16,667,000 Total 400,000,000 Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 07/22/03 American Express Company Shares Price Amount 5,000 $99.71 $4,986 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.43 N/A 0.00% 0.21% Brokers Utendahl Capital Partners Lehman Brothers, Inc. Underwriters of American Express Company Underwriters* Principal Amount* $1,000,000,000 *Principal amount of underwriters were not available at time of filing. Asset Allocation Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 08/06/03 Westpac Capital Trust III Shares Price Amount 5,000 $100.00 $5,000 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 0.10 N/A 0.00% 1.47% Broker UBS AG Underwriters of Westpac Capital Trust III Underwriters* Principal Amount* $ 750,000,000 *Principal amount of underwriters were not available at time of filing. EX-99.77O RULE 10F-3 3 a10f3_02.txt Capital Growth Portfolio Section 10f-3 Transactions The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Affiliated Underwriting Procedures of the Fund. Trade Date Issue 7/31/03 Citadel Broadcasting Corp. Shares Price Amount 800 $ 19.00 $15,200 % of Issue Spread Spread Fund's for all Amount % % of issue JPMorgan Funds 1.14 N/A 0.00% 0.67% Broker Goldman, Sachs & Co. Underwriters Shares Goldman, Sachs & Co. 6,270,000 Credit Suisse First Boston 6,270,000 Deutsche Bank Securities Inc. 3,135,000 Merrill Lynch & Co., Inc. 3,135,000 Bear, Stearns & Co., Inc. 522,500 Citigroup Global Markets, Inc. 522,500 J.P. Morgan Securities, Inc. 522,500 Wachovia Capital Markets LLC 522,500 Allen & Company LLC 275,000 Banc of America Securities LLC 275,000 A.G. Edwards & Sons, Inc. 275,000 Scotia Capital (USA), Inc. 275,000 Total 22,000,000 EX-99.77B ACCT LTTR 5 audit.txt Report of Independent Auditors To the Trustees and Shareholders of Mutual Fund Variable Annuity Trust In planning and performing our audit of the financial statements of Growth and Income Portfolio, Capital Growth Portfolio, International Equity Portfolio, Asset Allocation Portfolio, U.S. Government Income Portfolio, and Money Market Portfolio (separate portfolios of Mutual Fund Variable Annuity Trust, hereafter referred to as the "Trust") for the year ended August 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2003. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP October 20, 2003 1 1 -----END PRIVACY-ENHANCED MESSAGE-----