-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTIupmAYymrzfKimIDPUxml6xhebxwK5RFINQtBfkUscWbktJO0zSRyRkQrU/JLI eZuW8q7PJNQEj2lf44vLsw== 0001348801-06-000008.txt : 20060424 0001348801-06-000008.hdr.sgml : 20060424 20060424163030 ACCESSION NUMBER: 0001348801-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060420 FILED AS OF DATE: 20060424 DATE AS OF CHANGE: 20060424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schatz Jill E CENTRAL INDEX KEY: 0001328181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06775465 BUSINESS ADDRESS: BUSINESS PHONE: 970-416-1222 MAIL ADDRESS: STREET 1: P.O. BOX 481 CITY: FORT COLLINS STATE: CO ZIP: 80522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06775466 BUSINESS ADDRESS: BUSINESS PHONE: 5413828208 MAIL ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST CENTRAL INDEX KEY: 0001228910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06775467 BUSINESS ADDRESS: STREET 1: LOCHLAND MANAGEMENT CO STREET 2: 1 OLD TOWN SQ STE 302 CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9704935959 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-04-20 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228910 SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 0001007705 SCHATZ DOUGLAS S P.O. BOX 481 FORT COLLINS CO 80522 1 0 1 0 0001328181 Schatz Jill E P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 Common Stock 2006-04-20 4 S 0 5325 15.10 D 9092260 D Common Stock 2006-04-20 4 S 0 1431 15.11 D 9090829 D Common Stock 2006-04-20 4 S 0 2285 15.12 D 9088544 D Common Stock 2006-04-20 4 S 0 700 15.13 D 9087844 D Common Stock 2006-04-20 4 S 0 2000 15.15 D 9085844 D Common Stock 2006-04-20 4 S 0 1559 15.16 D 9084285 D Common Stock 2006-04-20 4 S 0 200 15.17 D 9084085 D Common Stock 2006-04-20 4 S 0 200 15.19 D 9083885 D Common Stock 2006-04-20 4 S 0 200 15.21 D 9083685 D Common Stock 2006-04-20 4 S 0 1600 15.22 D 9082085 D Common Stock 2006-04-20 4 S 0 1400 15.23 D 9080685 D Common Stock 2006-04-20 4 S 0 300 15.24 D 9080385 D Common Stock 2006-04-20 4 S 0 300 15.25 D 9080085 D Common Stock 2006-04-20 4 S 0 200 15.26 D 9079885 D Common Stock 2006-04-20 4 S 0 600 15.27 D 9079285 D Common Stock 2006-04-20 4 S 0 600 15.28 D 9078685 D Common Stock 2006-04-20 4 S 0 300 15.29 D 9078385 D Common Stock 2006-04-20 4 S 0 400 15.30 D 9077985 D Common Stock 2006-04-20 4 S 0 500 15.31 D 9077485 D Common Stock 2006-04-20 4 S 0 3100 15.35 D 9074385 D Common Stock 2006-04-20 4 S 0 5200 15.36 D 9069185 D Common Stock 2006-04-20 4 S 0 1700 15.37 D 9067485 D Common Stock 2006-04-20 4 S 0 300 15.38 D 9067185 D Common Stock 2006-04-20 4 S 0 300 15.40 D 9066885 D Common Stock 2006-04-20 4 S 0 200 15.41 D 9066685 D Common Stock 2006-04-20 4 S 0 1000 15.45 D 9065685 D Common Stock 2006-04-20 4 S 0 500 15.46 D 9065185 D Common Stock 26350 D Per Rule 10b5-1 Sales Plan. These shares are owned directly by the Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust. Represents shares of restricted stock units held directly by Douglas S. Schatz. /s/ Mary K. Derr - Attorney-in-Fact 2006-04-24 /s/ Mary K. Derr - Attorney-in-Fact 2006-04-24 /s/ Mary K. Derr - Attorney-in-Fact 2006-04-24 -----END PRIVACY-ENHANCED MESSAGE-----