-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TCUkWUY6Q/LUYWvL/RWGaF/24Q1S+Ndhz+4b8WOFr3nH+Jb14NkLIK2+H2Fo27YO pY0GbLcjl5B1euGkJrIZlA== 0001348801-06-000005.txt : 20060316 0001348801-06-000005.hdr.sgml : 20060316 20060316192155 ACCESSION NUMBER: 0001348801-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060314 FILED AS OF DATE: 20060316 DATE AS OF CHANGE: 20060316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Mark D CENTRAL INDEX KEY: 0001348801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06693647 BUSINESS ADDRESS: BUSINESS PHONE: 970-407-6337 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-14 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001348801 Hartman Mark D 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 Principal Fincl & Actg Officer Common Stock 2006-03-14 4 A 0 1500 A 3933 D Employee Stock Option (right to buy) 22.30 2005-02-11 2014-02-11 Common Stock 4000 4000 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 1250 5250 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 1250 6500 D Employee Stock Option (right to buy) 7.61 2004-04-16 2013-04-16 Common Stock 1250 7750 D Employee Stock Option (right to buy) 9.12 2004-02-12 2013-02-12 Common Stock 1250 9000 D Employee Stock Option (right to buy) 7.70 2003-10-17 2012-10-17 Common Stock 600 9600 D Employee Stock Option (right to buy) 17.85 2003-07-18 2012-07-18 Common Stock 600 10200 D Employee Stock Option (right to buy) 38.55 2003-04-16 2012-04-16 Common Stock 600 10800 D Employee Stock Option (right to buy) 24.90 2003-02-12 2012-02-12 Common Stock 600 11400 D Employee Stock Option (right to buy) 14.10 2006-03-14 4 A 0 10000 14.10 A 2007-03-14 2016-03-14 Common Stock 10000 21400 D Represents shares of restricted stock units. Includes 3,100 shares of restricted stock units. The options dated 02/11/04, 10/15/2003, 07/23/2003, 07/18/2002, 04/16/2002 and 02/12/2002 are such that 25% of the options became exercisable on the first anniversary following the date of grant, and the remaining options became exercisable in equal increments each quarter for 3 years thereafter until October 18, 2005 at which time they became fully vested. Stock options dated 04/16/2003, 02/12/2003 and 10/17/2002 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Stock options dated 03/14/2006 are such that 25% of the options become exercisable on the first anniversary following the date of grant and the remaining options become exercisable in equal increments each year for 3 years thereafter. Mr. Hartman has Employee Stock Options (right to buy) for a total of 21,400 shares of Common Stock. /s/ Mary K. Derr - Attorney-in-Fact 2006-03-16 -----END PRIVACY-ENHANCED MESSAGE-----