-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V0CcawG40CuL2Tpf92XBN1/S4iYY60Zbjes9mDnJCGF2lID07hVChWbVe6Lcxk1J wWiQjqVZ94tvL5dvgGElWA== 0001297983-05-000016.txt : 20050223 0001297983-05-000016.hdr.sgml : 20050223 20050223125217 ACCESSION NUMBER: 0001297983-05-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050222 FILED AS OF DATE: 20050223 DATE AS OF CHANGE: 20050223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADES CHARLES S CENTRAL INDEX KEY: 0001228905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 05633569 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-22 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228905 RHOADES CHARLES S 1625 SHARP POINT DRIVE FORT COLLINS CO US 0 1 0 0 EVP Products and Operations Common Stock 2005-02-22 4 A 0 10000 9.74 A 10000 I By Trust Common Stock 10376 D Employee Stock Option (right to buy) 7.70 2003-10-17 2012-10-17 Common Stock 30000 30000 D Employee Stock Option (right to buy) 14.50 2003-12-11 2012-12-11 Common Stock 10000 40000 D Employee Stock Option (right to buy) 9.12 2004-02-12 2013-02-12 Common Stock 5000 45000 D Employee Stock Option (right to buy) 7.61 2004-04-16 2013-04-16 Common Stock 5000 50000 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 5000 55000 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 5000 60000 D Employee Stock Option (right to buy) 22.30 2005-02-11 2014-02-11 Common Stock 3750 63750 D Employee Stock Option (right to buy) 20.81 2005-04-14 2014-04-14 Common Stock 3750 67500 D Employee Stock Option (right to buy) 12.80 2005-07-20 2014-07-20 Common Stock 3750 71250 D Employee Stock Option (right to buy) 9.97 2005-08-26 2014-08-26 Common Stock 50000 121250 D Employee Stock Option (right to buy) 10.37 2005-10-19 2014-10-19 Common Stock 3750 125000 D Employee Stock Option (right to buy) 7.15 2006-01-31 2015-01-31 Common Stock 35650 160650 D Includes 10,000 shares of restricted stock units. Stock options dated 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, 08/26/2004, and 10/19/2004 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Stock option dated 01/31/05 is such that 25% of the shares become exercisable on the first anniversary following the date of grant and the remaining shares become exercisable in equal increments each year for 3 years thereafter. Mr. Rhoades has Employee Stock Options (right to buy) for a total of 160,650 shares of Common Stock. Charles S. Rhoades 2005-02-23 -----END PRIVACY-ENHANCED MESSAGE-----