-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I/S4nNJaURhT9RucO/MHwYgO4SvovSJyfpaSwRJM48M2di/7Sgh0L/ikK0aF9Y1K MZt9IuAAkAhxGJmwdhAO7w== 0001297983-05-000010.txt : 20050202 0001297983-05-000010.hdr.sgml : 20050202 20050202185234 ACCESSION NUMBER: 0001297983-05-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 05570867 BUSINESS ADDRESS: BUSINESS PHONE: 5413828208 MAIL ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-31 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001007705 SCHATZ DOUGLAS S 1625 SHARP POINT DRIVE FORT COLLINS CO US 1 1 1 0 Chief Executive Officer Common Stock 2005-01-31 4 A 0 26350 A 26350 D Common Stock 10657782 I By Douglas S. Schatz and Jill E. Schatz Family Trust Employee Stock Option (right to buy) 10.032 2004-02-12 2008-02-12 Common Stock 25000 25000 D Employee Stock Option (right to buy) 8.371 2004-04-16 2008-04-16 Common Stock 25000 50000 D Employee Stock Option (right to buy) 21.164 2004-07-23 2008-07-23 Common Stock 3295 53295 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 21705 75000 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 25000 100000 D Employee Stock Option (right to buy) 22.30 2005-02-11 2014-02-11 Common Stock 21250 121250 D Employee Stock Option (right to buy) 20.81 2005-04-14 2014-04-14 Common Stock 21250 142500 D Employee Stock Option (right to buy) 12.80 2005-07-20 2014-07-20 Common Stock 21250 163750 D Employee Stock Option (right to buy) 10.37 2005-10-19 2014-10-19 Common Stock 21250 185000 D Employee Stock Option (right to buy) 7.15 2005-01-31 4 A 0 92700 7.15 A 2006-01-31 2015-01-31 Common Stock 92700 277700 D Represents shares of restricted stock units. Mr. Schatz owns indirectly, by Douglas S. Schatz & Jill E. Schatz Family Trust 10,657,782 shares of Advanced Energy Industries, Inc. common stock. Stock options dated 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, and 10/19/2004 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Stock option dated 01/31/05 is such that 25% of the shares become exercisable on the first anniversary following the date of grant and the remaining shares become exercisable in equal increments each year for 3 years thereafter. Mr. Schatz has Employee Stock Options (right to buy) for a total of 277,700 shares of Common Stock. Michael El-Hillow - Attorney-in-Fact 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----