-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPKpbrSGTzjzBfHc1Sr0uBuYmVrAEgkKfy7tNfUL3/1t90cZ4zbn9HCEO93mf4zi s6Wk6NPmR/68vq8+4tQtHg== 0001228899-06-000014.txt : 20060217 0001228899-06-000014.hdr.sgml : 20060217 20060217170030 ACCESSION NUMBER: 0001228899-06-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060215 FILED AS OF DATE: 20060217 DATE AS OF CHANGE: 20060217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BETZ HANS GEORG DR CENTRAL INDEX KEY: 0001242750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06630026 BUSINESS ADDRESS: BUSINESS PHONE: 4089825818 MAIL ADDRESS: STREET 1: 47957 AVALON HEIGHTS TERR CITY: FREMONT STATE: CA ZIP: 94539 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-15 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001242750 BETZ HANS GEORG DR 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 1 0 0 President and CEO Common Stock 50000 D Director Stock Option (right to buy) 12.80 2004-07-20 2014-07-20 Common Stock 15000 15000 D Director Stock Option (right to buy) 10.90 2005-05-04 2015-05-04 Common Stock 5000 20000 D Employee Stock Option (right to buy) 9.56 2006-08-01 2015-08-01 Common Stock 140000 160000 D Employee Stock Option (right to buy) 16.13 2006-02-15 4 A 0 100000 16.13 A 2007-02-15 2016-02-15 Common Stock 100000 260000 D Represents shares of restricted stock units. The director option dated July 20, 2004 is such that one-third of the shares become exercisable immediately then another one-third on each of the next two anniversaries of the date granted. The director stock options granted on May 4, 2005 are fully exercisable on the grant date. The employee stock options granted on August 1, 2005 and February 15, 2006 will vest in four equal annual installments beginning on the first anniversary of the grant date. Mr. Betz has stock options (right to buy) for a total of 260,000 shares of Common Stock. /s/ Mary K. Derr - Attorney-in-Fact 2006-02-17 -----END PRIVACY-ENHANCED MESSAGE-----